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- ### **A Rigorous Proof of the Sharp Quantitative Stability for the LΒΉ-PoincarΓ©-Wirtinger Inequality on the Circle**
- **Abstract**
- We present a rigorous and self-contained derivation of the sharp LΒΉ-PoincarΓ©-Wirtinger inequality on the unit circle π, utilizing the median to measure oscillation. We establish that the sharp constant is 1/4, correcting the value proposed in the original conjecture, and characterize the extremizers as the manifold of two-level step functions on complementary arcs of length 1/2. We then prove the sharp linear quantitative stability of this inequality: the LΒΉ-distance to the manifold of extremizers is bounded by exactly 1/4 of the deficit. The proof relies on fundamental tools, including the layer cake representation and the coarea formula, which are rigorously derived. The stability argument crucially depends on a selection principle, established rigorously via the Bath-Tub Principle, which ensures the commutativity of integration and maximization in this context.
- ---
- ### **1. Introduction**
- We study the LΒΉ-PoincarΓ©-Wirtinger inequality on the unit circle π = β/β€. This inequality bounds the LΒΉ-oscillation of a function f in the space of bounded variation (BV(π)) by its total variation, Var(f).
- **Theorem 1.1 (Sharp Inequality and Extremizers)**
- For any f β BV(π), the following sharp inequality holds:
- > inf_{cββ} ||f - c||β β€ (1/4) Var(f)
- Equality holds if and only if f belongs to the manifold of extremizers π, consisting of functions Sβ,ᡦ,β (defined up to measure zero) for a β b β β and Ο β π, which take value b on an arc of length 1/2 starting at Ο, and value a on the complement.
- **Definition 1.2 (Deficit)**
- The absolute PoincarΓ© deficit of f β BV(π) is:
- > E(f) := Var(f) - 4 inf_{cββ} ||f - c||β β₯ 0
- **Theorem 1.3 (Sharp Quantitative Stability)**
- For any f β BV(π), the LΒΉ-distance to the manifold of extremizers satisfies the sharp inequality:
- > inf_{Sβπ} ||f - S||β β€ (1/4) E(f)
- ---
- ### **2. Preliminaries and Analytical Tools**
- **2.1. BV Functions and the Median**
- **Definition 2.1 (Bounded Variation and Perimeter)**
- f β LΒΉ(π) is in BV(π) if its total variation Var(f) is finite:
- > Var(f) := sup{β«_π f(x)Ο'(x)dx : Ο β CΒΉ(π), ||Ο||_β β€ 1}
- A measurable set E β π has a finite perimeter if its characteristic function π_E β BV(π). The perimeter is P(E) := Var(π_E). On π, a set of finite perimeter is (up to measure zero) a finite union of k disjoint arcs, and P(E) = 2k.
- **Definition 2.2 (Median)**
- A median mπ» of f β LΒΉ(π) satisfies:
- > meas({f β₯ mπ»}) β₯ 1/2 and meas({f β€ mπ»}) β₯ 1/2
- **Lemma 2.3**
- mπ» is a median of f if and only if it minimizes the function G(c) = ||f - c||β.
- *Proof.*
- The function G(c) is convex. We analyze its right and left derivatives.
- The right derivative G'(cβΊ) is:
- > G'(cβΊ) = lim_{hβ0βΊ} (1/h) β«_π (|f(x) - (c+h)| - |f(x) - c|) dx
- > G'(cβΊ) = β«_{{f>c}} (-1)dx + β«_{{fβ€c}} (1)dx
- > G'(cβΊ) = meas({f β€ c}) - meas({f > c})
- > G'(cβΊ) = meas({f β€ c}) - (1 - meas({f β€ c})) = 2 meas({f β€ c}) - 1
- Similarly, the left derivative G'(cβ») is:
- > G'(cβ») = β«_{{fβ₯c}} (-1)dx + β«_{{f<c}} (1)dx
- > G'(cβ») = meas({f < c}) - meas({f β₯ c})
- > G'(cβ») = (1 - meas({f β₯ c})) - meas({f β₯ c}) = 1 - 2 meas({f β₯ c})
- A point c minimizes the convex function G(c) if and only if G'(cβ») β€ 0 β€ G'(cβΊ).
- * G'(cβ») β€ 0 β 1 - 2 meas({f β₯ c}) β€ 0 β meas({f β₯ c}) β₯ 1/2
- * G'(cβΊ) β₯ 0 β 2 meas({f β€ c}) - 1 β₯ 0 β meas({f β€ c}) β₯ 1/2
- These are precisely the conditions defining a median.
- **2.2. Layer Cake Representation and the Median Identity**
- **Lemma 2.4 (Layer Cake Representation)**
- For a non-negative measurable function g on π:
- > β«_π g(x) dx = β«β^β meas({x : g(x) > t}) dt
- *Proof.*
- Using g(x) = β«β^β π_{{t:g(x)>t}}(t) dt and Tonelli's theorem to swap integration order.
- Let Eβ = {f > t}. Let s(E) = min(|E|, 1 - |E|).
- **Lemma 2.5 (Median Identity)**
- For any f β LΒΉ(π) and any median mπ»:
- > ||f - mπ»||β = β«_{-β}^β s(Eβ) dt
- *Proof.*
- Let m = mπ».
- > ||f - m||β = β«_π (f - m)βΊ dx + β«_π (m - f)βΊ dx
- Applying the Layer Cake representation (Lemma 2.4):
- > β«_π (f - m)βΊ dx = β«β^β |{f - m > t}| dt = β«β^β |{f > s}| ds = β«β^β |Eβ| ds
- > β«_π (m - f)βΊ dx = β«β^β |{m - f > t}| dt = β«_{-β}α΅ |{f < s}| ds
- We analyze s(Eβ):
- * If t β₯ m, then |{f β€ t}| β₯ |{f β€ m}| β₯ 1/2. So |Eβ| = 1 - |{f β€ t}| β€ 1/2. Thus, s(Eβ) = |Eβ|.
- * If t < m, then |Eβ| = |{f > t}| β₯ |{f β₯ m}| β₯ 1/2. Thus, s(Eβ) = 1 - |Eβ| = |{f β€ t}|.
- The term β«_{-β}α΅ |{f < s}| ds equals β«_{-β}α΅ |{f β€ s}| ds because the set of levels s where |{f=s}| > 0 is countable and thus has measure zero.
- Combining the integrals:
- > ||f - mπ»||β = β«β^β |Eβ| ds + β«_{-β}α΅ (1 - |Eβ|) ds = β«_{-β}^β s(Eβ) dt
- **2.3. The Coarea Formula**
- **Lemma 2.7 (Coarea Formula)**
- For f β BV(π):
- > Var(f) = β«_{-β}^β P(Eβ) dt
- *Proof Outline.*
- The proof is in two steps, using approximation by smooth functions.
- 1. **Var(f) β€ β« P(Eβ) dt:** Using the Layer Cake representation f(x) = β«β^β π_{Eβ}(x) dt and the definition of Var(f).
- > |β«_π f(x)Ο'(x) dx| = |β«_π (β«β^β π_{Eβ}(x) dt) Ο'(x) dx|
- > = |β«β^β (β«_π π_{Eβ}(x) Ο'(x) dx) dt| β€ β«β^β |β«_π π_{Eβ}(x) Ο'(x) dx| dt
- > β€ β«β^β P(Eβ) ||Ο||_β dt β€ β«β^β P(Eβ) dt.
- Taking the supremum over Ο gives the inequality.
- 2. **β« P(Eβ) dt β€ Var(f):** Using a sequence of smooth functions fβ β f in LΒΉ such that Var(fβ) β Var(f). For smooth functions, the formula holds: Var(fβ) = β« P(Eβ(fβ)) dt. By lower semicontinuity of the perimeter and Fatou's Lemma:
- > β« P(Eβ(f)) dt β€ β« lim inf_{kββ} P(Eβ(fβ)) dt
- > β€ lim inf_{kββ} β« P(Eβ(fβ)) dt = lim inf_{kββ} Var(fβ) = Var(f).
- Combining both inequalities proves the formula.
- ---
- ### **3. The Sharp Inequality and Stability**
- **3.1. Geometric Inequalities**
- **Lemma 3.1 (Sharp Isoperimetric Inequality on π)**
- For any set of finite perimeter E β π, P(E) β₯ 4s(E). Equality holds if and only if E is an arc of length 1/2.
- *Proof.*
- A set E with finite perimeter is a union of k β₯ 1 arcs. So P(E) = 2k β₯ 2.
- Also, s(E) = min(|E|, 1-|E|) β€ 1/2.
- Therefore, 4s(E) β€ 4(1/2) = 2 β€ P(E).
- Equality holds if and only if P(E) = 2 (so k=1, E is an arc) and s(E) = 1/2 (so |E| = 1/2).
- **Proof of Theorem 1.1**
- Combine the Coarea Formula (2.7), the Isoperimetric Inequality (3.1), and the Median Identity (2.5):
- > Var(f) = β«_{-β}^β P(Eβ) dt β₯ β«_{-β}^β 4s(Eβ) dt = 4 ||f - mπ»||β
- This is the desired inequality, since mπ» minimizes ||f - c||β. The equality case follows from the equality case of Lemma 3.1 for almost every level t.
- **3.2. Quantitative Stability**
- Let Ξ΄(E) := P(E) - 4s(E) be the isoperimetric deficit. Let π’ be the manifold of arcs of length 1/2. Let d(E, π’) := inf_{Iβπ’} |E Ξ I|.
- **Lemma 3.3 (Sharp Linear Quantitative Isoperimetry)**
- > d(E, π’) β€ (1/4) Ξ΄(E)
- *Proof.*
- Let E be a union of k β₯ 1 arcs. P(E) = 2k. Let s = s(E) = min(|E|, 1-|E|).
- The distance to π’ is bounded by the measure difference from 1/2: d(E, π’) β€ |1/2 - |E||. Since s β€ 1/2, this is bounded by 1/2 - s.
- We check the inequality:
- > 1/2 - s β€ (1/4) Ξ΄(E) = (1/4) (2k - 4s) = k/2 - s
- This is equivalent to 1/2 β€ k/2, which is true since k β₯ 1. If k=1 (E is an arc), equality holds, proving sharpness.
- **Lemma 3.4 (Deficit Decomposition)**
- > E(f) = β«_{-β}^β Ξ΄(Eβ) dt
- *Proof.*
- > E(f) = Var(f) - 4 ||f - mπ»||β
- > = β« P(Eβ) dt - β« 4s(Eβ) dt = β« (P(Eβ) - 4s(Eβ)) dt = β« Ξ΄(Eβ) dt.
- **Corollary 3.5**
- From Lemmas 3.3 and 3.4:
- > β«_{-β}^β d(Eβ, π’) dt β€ β«_{-β}^β (1/4) Ξ΄(Eβ) dt = (1/4) E(f)
- **3.3. The Selection Principle via the Bath-Tub Principle**
- We need to show there is a *single* arc I* that is simultaneously close to *all* level sets Eβ.
- **Proposition 3.6 (Selection Principle via Commutativity)**
- Let (I, M) be the essential range of f. Then:
- > min_{Iβπ’} β«_I^M |Eβ Ξ I| dt = β«_I^M min_{I'βπ’} |Eβ Ξ I'| dt = β«_I^M d(Eβ, π’) dt
- *Proof.*
- We use the Bath-Tub Principle. Let h_E(I) = |E β© I|.
- Note that |E Ξ I| = |E| + |I| - 2|E β© I| = |E| + 1/2 - 2h_E(I).
- Minimizing |E Ξ I| over I β π’ is equivalent to maximizing h_E(I).
- The equality in Proposition 3.6 is equivalent to:
- > max_{Iβπ’} β«_I^M h_{Eβ}(I) dt = β«_I^M max_{I'βπ’} h_{Eβ}(I') dt
- Let's analyze both sides. Assume f β₯ 0, so I=0.
- * **LHS**: By Fubini's theorem:
- > β«β^M h_{Eβ}(I) dt = β«β^M (β«_I π_{Eβ}(x) dx) dt = β«_I (β«β^M π_{{f(x)>t}}(x) dt) dx = β«_I f(x) dx.
- So, LHS = max_{|I|=1/2} β«_I f(x) dx.
- * **RHS**: The maximal overlap is max_{I'} h_{Eβ}(I') = min(|Eβ|, 1/2).
- So, RHS = β«β^M min(|Eβ|, 1/2) dt.
- The required equality is therefore:
- > max_{|I|=1/2} β«_I f(x) dx = β«β^M min(|Eβ|, 1/2) dt
- This is precisely the statement of the **Bath-Tub Principle (Lemma 3.7)**, which states that the integral of a function over a set of a given measure is maximized by taking a superlevel set of the function. The RHS is the layer cake representation of this maximal value. This proves the commutativity.
- **3.4. Proof of Theorem 1.3 (Sharp Quantitative Stability)**
- *Proof.*
- Let f β BV(π) with essential range (I, M).
- 1. **Construct the approximant S***:
- We choose the arc I* β π’ that achieves the minimum in Proposition 3.6 (i.e., it maximizes the integral overlap with the level sets). We define the extremizer S* with levels a=I and b=M on the arc I*:
- > S*(x) = MΒ·π_{I*}(x) + IΒ·π_{(I*)^c}(x).
- 2. **Calculate the LΒΉ-distance**:
- We use Cavalieri's principle (a layer-cake formula for the difference of functions):
- > ||f - S*||β = β«_{-β}^β |{f > t} Ξ {S* > t}| dt
- The level sets of S* are I* for t β (I, M) and empty otherwise. So we integrate over (I, M):
- > ||f - S*||β = β«_I^M |Eβ Ξ I*| dt
- 3. **Apply the Selection Principle**:
- By our choice of I*, this is the minimum possible value:
- > ||f - S*||β = min_{Iβπ’} β«_I^M |Eβ Ξ I| dt
- By the Selection Principle (Proposition 3.6), we can swap the minimum and the integral:
- > ||f - S*||β = β«_I^M d(Eβ, π’) dt
- 4. **Apply Integrated Isoperimetry**:
- From Corollary 3.5, we have the bound:
- > β«_I^M d(Eβ, π’) dt β€ (1/4) E(f)
- 5. **Conclusion**:
- Combining the steps, we have:
- > inf_{Sβπ} ||f - S||β β€ ||f - S*||β β€ (1/4) E(f)
- This proves the theorem.
- 6. **Sharpness**:
- Consider a function f_Ξ΅ that is +A on an arc of length 1/2 - Ξ΅, -A on the opposite arc of length 1/2 - Ξ΅, and connected by two linear ramps of width Ξ΅.
- * Var(f_Ξ΅) = 4A.
- * Median m = 0.
- * ||f_Ξ΅||β = A(1-2Ξ΅) + 2Β·(AΞ΅/2) = A(1-Ξ΅).
- * Deficit E(f_Ξ΅) = Var(f_Ξ΅) - 4||f_Ξ΅||β = 4A - 4A(1-Ξ΅) = 4AΞ΅.
- * The closest extremizer S* is Β±A on arcs of length 1/2. The LΒΉ distance is the area of the two small triangles on the ramps that differ from S*.
- * inf_{Sβπ} ||f_Ξ΅ - S||β = 2 Β· (Area of one triangle) = 2 Β· (1/2 Β· base Β· height) / 2 = AΞ΅.
- We check the inequality:
- > AΞ΅ β€ (1/4) (4AΞ΅)
- This becomes AΞ΅ = AΞ΅, showing that the constant 1/4 is sharp.
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