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  1. P A R T I
  2. P H I l 0 S 0 P H Y
  3. INTRODUCTION
  4. Welcome to philosophy. For some of you, it will be the most practical subject you will
  5. study in college.
  6.  
  7. Why would we say that? Doesn't philosophy have a reputation for being impractical?
  8. Isn't it abstract and theoretical-the very opposite of practical?
  9.  
  10. Philosophy can be abstract and theoretical. But the study of philosophy can be practical
  11. in that it affects what you do with your life. This is because the abstractions and theories
  12. pertain to the basic concepts and values with which you confront experience.
  13.  
  14. Humans do things for reasons. We want certain things, and we believe that acting in
  15. certain ways will get us those things. So we act. Rocks don't act for reasons, but we do. It's
  16. part of what makes us human. Our desires and beliefs provide us with those reasons. Values
  17. and concepts are the building blocks of desires and beliefs. Thus our values and concepts
  18. play a big role in determining what we do and who we are.
  19.  
  20. Humans also reflect on and criticize the reasons we do things. Do we have good reasons
  21. for our reasons? Why do we want what we want? Why do we believe what we believe?
  22.  
  23. Having the capacity to reflect on one's reasons is another part of being human. It's a
  24. capacity that divides us from most of our fellow animals. We not only believe things, we
  25. can think about why we believe things. We not only want things, we can ask ourselves
  26. why we want them.
  27.  
  28. All humans have this capacity to reflect on their beliefs and desires, on their basic con-
  29. cepts and values. But not everyone likes to do so. It is the love of this activity that draws a
  30. person to philosophy. Do you worry about whether there is a God? What the difference
  31. between the future and the past is? Why we can't turn around in time as we can in space?
  32. Whether you are really a brain in a vat in someone's experiment? Whether other humans
  33. have minds, or just you? How you would know if blue things looked to you just like green
  34. things look to everyone else? How you can be free, if every physical event has a physical
  35. cause? Have you ever wondered what made it wrong to lie and cheat? Whether democracy
  36. was really better than other political systems, or just the one you happened to grow up in?
  37. If this all sounds like you, taking a philosophy course may be one of the most enjoyable and
  38. most liberating experiences of your life.
  39.  
  40. Why should reflecting on one's beliefs and desires be liberating? Because in a very real
  41. sense your beliefs and desires, because they motivate what you do, define who you are. But where did those desires, values, and beliefs come from? Are they merely the accidental
  42. result of where you were born, who your parents and teachers and friends were? Philosophy
  43. can be liberating because it helps us reflect on the basic concepts with which we deal with
  44. experience and the desires that motivate us to do what we do, and to put our personal stamp
  45. on them. We can never fully escape limitations on our vision that result from the particular
  46. time and place in which we live. But through reading and thinking we can examine and
  47. challenge ideas that seem natural from our perspective with ideas that come from quite
  48. different points of view. Those of our values and concepts that survive this process will be
  49. more truly our own.
  50.  
  51. While college may seem like a hectic time, it is the best opportunity that most of us have
  52. to reflect intensively on who we are, to examine the source of our own way of looking at
  53. things, and seriously to consider alternatives. One of the saddest things that can happen to
  54. a person is to realize that she has committed a large part of her life to goals that upon reflec-
  55. tion don’t seem very important, on the basis of beliefs that upon reflection don't seem very
  56. plausible. Because your philosophy class gives you tools and opportunity to reflect on your
  57. basic values and concepts, and to develop habits of reflection, it may be the most practical
  58. course you take in college.
  59.  
  60. The philosophy class in which you are enrolled, and for which this book is a text, is part
  61. of a long tradition, stretching back to ancient times, of reflecting on the most basic values
  62. and beliefs that humans have. Philosophy means thinking as hard and as clearly as one can
  63. about some of the most interesting and enduring problems that human minds have ever
  64. encountered. Some of these problems have been discussed since ancient times. What makes
  65. acts right or wrong? You can read what the ancient philosopher Plato, the eighteenth-
  66. century philosopher David Hume, and the contemporary philosopher Tom Nagel have to
  67. say about it. What is it to be conscious? You can read what the seventeenth-century
  68. philosopher René Descartes, the pioneer of computer theory Alan Turing, and the contem-
  69. porary philosopher Iohn Searle think about that. Other problems are as timely as your
  70. morning paper. Is there anything wrong with a woman renting out her body? You can
  71.  
  72. read what Debra Satz thinks about that. Is it immoral to get an abortion? You can read
  73. what Rosalind Hursthouse and Judith Thomson say about that.
  74.  
  75. To read philosophy well one must read slowly and aggressively. This may mean breako
  76. ing some habits. There is a lot of emphasis today on reading fast. This is the age of informa-
  77. tion. To take advantage of the information available to us (even to cope with it) or to master
  78. that which is important for our job, for responsible citizenship, or for a full life-or at any
  79. rate for the final or the midterm-you have to learn to absorb large amounts of information
  80. in limited amounts of time. The college student, one hears, must learn to read at a mini-
  81. mum of 1000 words a minute. And 2000 or 3000 words is better; and those who really want
  82. to get ahead should read so fast that the only limiting factor in the speed with which they
  83. read is the speed with which they can turn pages.
  84.  
  85. These skills may be suitable for some types of reading, but not for philosophy. Good
  86. philosophers develop arguments and theories of some intricacy: arguments that are de-
  87. signed to convince the reader of the author's position on important issues. Reading such
  88. works is valuable insofar as one grapples with the ideas-not only fighting to understand
  89. the author but also, once one does, fighting with him or her for control of one’s mind. One
  90.  
  91. should not be easily convinced of one position or another on issues so weighty as the exist-
  92.  
  93. ence of God, the indirectness of our knowledge of the external world, or the nature
  94. of justice.
  95.  
  96. Of course, all generalizations are a bit suspect. When one is reading for pleasure or to
  97. absorb straightforward information from a reliable source, speed-reading can be fine. But,
  98. if one derives pleasure from reading philosophy, it should be the pleasure of grappling with
  99. important and sublime ideas, not the exhilaration of racing through a thriller. And, when
  100. one learns from reading philosophy, it should be a result of being forced to think through
  101. new ideas and grasp new concepts, not simply the uploading of a data file from the text to
  102. the mind.
  103.  
  104. College students will have learned that mathematics and other technical material
  105. cannot be read in overdrive. But philosophy can be deceptive. It cannot be claimed that
  106. good philosophy always makes good reading, but some philosophy does. A lot of philoso-
  107. phy, including a good portion of the famous historical works included in this anthology,
  108. makes pleasant reading. It does not contain symbols, equations, charts, or other obvious
  109. signs of technicality and intricacy. One can just sit down and read Hume, or even Descartes,
  110. getting a feel for the author’s position and style and the historical perspective of the work.
  111. When these texts are assigned in courses that survey the literature of various periods-
  112. with an eye toward getting a sense of the flow of ideas and concerns-as parts of larger
  113. assignments that cover hundreds of pages a week, one may have little choice but to read
  114. philosophy in this way, that is, just to get a feel for what is going on.
  115.  
  116. But appearances to the contrary, philosophy is inevitably technical. The philosopher
  117. constructs arguments, theories, positions, or criticisms in an attempt to persuade his or her
  118. most intelligent and perceptive opponents. The ideas and issues dealt with have a long his-
  119. tory: to say something new, interesting, and persuasive, the philosopher must build his or
  120. her case with care. The result may be understood on various levels; to understand it at the
  121. deepest level, the reader must adopt the stance of the intelligent and perceptive opponent,
  122. thus coming to understand the case the philosopher is trying to make. This is what we mean
  123. by reading aggressively.
  124.  
  125. To read philosophy in this way, one should imagine onself in a dialogue with the
  126. philosopher-as if the philosopher were one’s roommate (or an intelligent and articulate
  127. new roommate) trying to convince one of a startling new idea.
  128.  
  129. To see this approach at work, let’s consider an example. Here is a passage from Desca rtes's
  130. “First Meditation.”
  131.  
  132. Today, then having rid myself of worries and having arranged for some peace
  133. and quiet, I withdraw alone, free at last earnestly and wholeheartedly to over-
  134. throw all my beliefs.
  135.  
  136. To do this, I do not need to show each of my beliefs to be false; I may never
  137. be able to do that. But, since reason now convinces me that I ought to with-
  138. hold my assent just as carefully from what is not obviously certain and indu-
  139. bitable as from what is obviously false, I can justify the rejection of all my
  140. beliefs if I can find some ground for doubt in each. And, to do this, I need not
  141. take on the endless task of running through my beliefs one by one: since a
  142. building collapses when its foundation is cut out from under it, I will go straight
  143. to the principles on which all my former beliefs rested.
  144.  
  145. Let’s start with the second paragraph. The first place to pause is the word this. Whenever
  146.  
  147. one encounters a demonstrative pronoun or other device by which the author refers back to
  148. something earlier, one should pause and make sure one knows to what it refers. DESCAR'I’ES: To do this
  149. YOU: Wait a minute. To do what? Oh yes, I see, to overthrow all your beliefs.
  150.  
  151. But what is to overthrow one’s beliefs? This sort of phrase ought immediately to occasion a
  152. demand for clarification.
  153.  
  154. Y: What do you mean, “Overthrow all your beliefs” anyway? Every one of them? You
  155.  
  156. must be kidding? You are trying to make yourself believe everything you now believe
  157. is false? Can that really be what you mean?
  158.  
  159. Of course, Descartes isn’t your roommate and, in fact, is long dead. So he can’t respond to
  160. you. Still, you should mentally-or on the margin of your book-note this question.
  161.  
  162. Y: Well, ofcourse you can't respond. But this sounds pretty odd. I will keep my eye open
  163. for clarification ofjust what it is you are trying to do.
  164.  
  165. D: As I was saying: To do this, I do not need to show each of my beliefs to be false; I may
  166. never be able to do that.
  167.  
  168. Y: Well, I didn't have to wait long. It’s a relief that you aren’t going to show all of your
  169. beliefs to be false. Still, it sounds as ifthis is something you want to do but simply don’t
  170. think you could. The point of even wanting to seems a bit obscure. Go ahead.
  171.  
  172. I): But, since reason now convinces me
  173.  
  174. Y: Reason. Reason. I wonder what exactly you mean by that. Hmm, this is the first use
  175. of the word. I mean, I know the meaning of the word reason, but it sounds as if you
  176. have something rather definite in mind. Actually, I use the word as a verb rather than
  177. a noun. Maybe I had better look it up in the dictionary. Here we are: “A statement
  178. offered in explanation." That doesn’t seem to fit. Motive, cause, likewise. Sanity. That
  179. must be as in, “He has lost his reason." ()r intelligence. One of these must be the closest.
  180. The latter seems better. So you are saying that your intelligence convinces you that you
  181. should be a great deal more cautious about what you believe-that’s what this seems
  182. to amount to. Still, I have a hunch that more is packed into your use ofthe word reason
  183. than I can get out of the dictionary. The prof said you were a rationalist and that they
  184. put great emphasis on the power of reason. I’ll keep it in mind that this is a key word
  185. and look for other clues as to exactly what you mean by it.
  186.  
  187. I): . . . That l ought to withhold my assent just as carefully from what is not obviously
  188. certain and indubitable as from what is obviously false; I can justify the rejection ofall
  189. my beliefs if! can find some ground for doubt in each.
  190.  
  191. Y: Wait a minute. You just said a mouthful. Let me try to sort it out. Let's see. Withheld
  192. my assent. So you said you were going to overthrow your beliefs at the end of the last
  193. paragraph. Then, you said to do this you don't need to show that they are false. So
  194. withholding assent must be how you describe the in-between position-you have quit
  195. believing something, and although you haven't shown it false, you don't believe the
  196. opposite either.
  197.  
  198. Wait a minute. Does that make sense? lfl don't believe that 3 + 5 = 8, don't I
  199. automatically believe that it's not the case that 3 + 5 = 8? Hmm. I guess not. Suppose
  200. it was 358 + 267. Until I add it up, l neither believe it does equal 625 nor believe that it
  201. doesn't. So I guess that's where one is at when one is withholding assent. Here is another mouthful: “Not obviously certain and indubitable.” I’ll look up the
  202. last word. Unquestionable: Too evident to be doubted. How is that different from cer-
  203. tain? If your Meditations is one ofthe all-time classics, why are you being redundant in
  204. this show-offy way? Maybe I should give you the benefit ofthe doubt.
  205.  
  206. Let’s see, the contrast is between certain and indubitable-no, wait, obviously cer-
  207. tain and indubitable-and obviously false. Clearly one withholds one's assent from
  208. what is obviously false. So what you are saying is that you are going to do the same
  209. for everything, except that which is obviously certain and indubitable. And your rea-
  210. son, which seems to amount to your intelligence, is what leads you to do this. OK,
  211. proceed.
  212.  
  213. D: . . . I can justify the rejection ofall my beliefs
  214.  
  215. Y: You seem to go back and forth between a pretty sensible position-not believing what
  216. you aren't really sure of-and something that sounds a bit weird. Before you said you
  217. were going to try to overthrow all your beliefs; now you are trying to justify rejecting
  218. all your beliefs. I must admit, even though you have quite a reputation as a philosopher,
  219. this project strikes me as sort ofextreme.
  220.  
  221. D: . . . lfl can find some ground for doubt in each
  222.  
  223. Y: Oh dear, another technical sounding phrase: ground for doubt. I better pull out my
  224. Webster's again. Well, you aren’t using ground to mean dirt and you don’t mean the
  225. bottom of a body of water, so you must mean basis for belief or argument. I t sounds as if
  226. you are going to look for some basis for an argument against every single one of your
  227. beliefs. That sounds like quite a project. I wonder how come your Meditation: is so short
  228. if you are really going to go through each one of your beliefs.
  229.  
  230. I): And, to do this, I need not take on the endless task of running through my beliefs one
  231.  
  232. byone...
  233.  
  234. Y: Well, that’s a relief.
  235. I): . . . Since a building collapses when its foundation is cut out from under it, I will go
  236.  
  237. straight to the principles on which all my former beliefs rested.
  238.  
  239. Y: Relying on a metaphor at a crucial point, eh? I thought the profsaid that was a dubious
  240. practice. She said we should look at the assumptions underlying the appropriateness
  241. of the metaphor. So it looks like you think your beliefs form a structure with a founda-
  242. tion. The foundation is principles. All your beliefs rest on-i.e., I suppose, depend on
  243. in some way-certain principles. For this all to make sense, these principles must be
  244. beliefs. So what you are saying is that you are going to isolate certain beliefs, on which
  245. the rest depend. lfyou have a ground for doubt for a principle, you will quit believing
  246. it, not in the sense of taking it to be false or believing the opposite, but in the sense of
  247. withholding your assent. In so doing, you will automatically have a ground for doubt
  248. for all other beliefs that depend on the dubious principle.
  249.  
  250. Well, I guess that's an intelligible project. It still seems like it ought to take a lot
  251. longer than 30 pages. We shall see
  252.  
  253. This is what it is like to read aggressively.
  254.  
  255. But being part of the philosophy tradition doesn’t just mean reading about what others
  256. have thought. It means thinking yourself. long and hard, about the problems that interest
  257. you, and writing about them.you are joining a tradition that goes back to Hume and Descartes and Aristotle and Plato.
  258. We have invited you to think about big issues and basic concepts. But when you get your
  259. writing assignments, your teacher will no doubt warn you against trying to be too deep and
  260. profound.
  261.  
  262. Imagine going to the ballet. You are impressed with the ballerina, and decide that you
  263. want to become one. The day of your first ballet lesson arrives. You have visions of a whole
  264. new world opening up to you; you imagine yoUrself gliding across the floor, spinning,
  265.  
  266. jumping. But you find that your ballet lesson isn’t like that at all. You spend a lot of time
  267. stretching and doing other exercises that
  268.  
  269. Swan Lake.
  270.  
  271. Your first experience writing philosophy is going to be like that. You have read sdme of
  272. the works of the great philosophers. You are eager to share with the world some of your
  273. own deep philosophical thoughts, and to attack head on some big problems. But what you
  274. will be asked to do, in all likelihood, is to write a very short and very clear essay on a very
  275.  
  276. restricted topic. And when your teacher grades the essay, she may miss all the profundity
  277.  
  278. and focus on the fact that you didn’t state with absolute clarity some mundane things she
  279. should have known anyway.
  280.  
  281. you don’t remember anyone doing when you saw
  282.  
  283.  
  284. through the same thing.
  285. Here are some of the skills you need to master to do well in philosophy:
  286.  
  287. 0 Analyzing statements and arguments.
  288.  
  289. When you were working to understand Descartes in the passage we went through ear-
  290. lier, you were analyzing his statements. You were making sure you understood each word,
  291. and knew the possible ambiguities.
  292.  
  293. In a good philosophical essay the statements will add up to arguments, with premises
  294. and a conclusion. (For more about arguments, see the entry deductive argument in the glos-
  295.  
  296. sary and the related entries.) You need to learn to spot the main conclusions the philosopher
  297. is arguing for, and the premises she uses to establish them.
  298.  
  299. 0 Imagining alternatives to familiar views and situations.
  300.  
  301. Nothing is more important to a philosopher than a good imagination. If you encounter
  302. a generalization, you should try to see if you can think of a counterexample. If you encoun-
  303.  
  304. ter a view that seems strange or absurd, you should try to see if you can imagine what ex-
  305. periences would lead someone to hold that view.
  306.  
  307. 0 Stating things explicitly. clearly. and succinctly.Saint Paul said, “Faith, Hope and Charity, but the greatest of these is Charity." As a novice
  308. philosopher, your motto should be “Truth, Profundity, Clarity, but the greatest of these is
  309. Clarity.” The reason is this. Our language is built around familiar ideas and situations. Phi-
  310. losophers often need to express thoughts that push the limits of language, because they want
  311. to consider unfamiliar ideas and odd situations. When doing this, it’s relatively easy to sound
  312. profound, but very difficult to be clear. But if you are not clear, you cannot be sure that what
  313. you say is true, nor can you get the help of others to figure out whether it is’.
  314.  
  315. Looking constantly for concrete examples that nail down what you are getting at is one
  316. of the best ways of keeping your thinking and writing clear. Another is to imagine a reader
  317. of your own work, who is reading it as slowly and aggressively as we encouraged you to read
  318. the philosophical works you encounter. Indeed, don’t just imagine such a reader, become
  319. such a reader, rooting out unclarity and ambiguity in your own work.
  320.  
  321. 0 Thinking creatively.
  322.  
  323. A lot of philosophy is analysis and criticism: criticism of the concepts and values you
  324. inherit, criticism of the ideas you encounter in the work of others. and criticism of your own
  325. ideas. But one of the most important values of the philosophical tradition has been the new
  326. concepts and values that emerge from the stubborn reflection on old ones. At the beginning
  327. of virtually every social and scientific revolution, there stands a philosopher who not only
  328. questioned some idea or practice of her age, but was able to suggest something better.
  329.  
  330. If you can develop these skills as a philosophy student, then there is another way in
  331. which philosophy may be a very practical pursuit for you. Most professions highly value
  332. persons who can carry the analysis of a position or an argument to a deeper level, who can
  333. identify and untangle assumptions, and who can communicate effectively about compli-
  334. cated matters. Our world is a world replete with documents, deliberations, and decisions.
  335. The person who can bring rigor, clarity, and imagination to bear on dealing with these
  336. documents, deliberations, and decisions can make an enormous contribution in any number
  337. of areas of life.
  338.  
  339. In all these senses, then, philosophy can be a practical pursuit for the college student.
  340. Our fondest hope for this book is that it encourages those students with a bent toward re-
  341. flection to plunge into philosophy and to reap the rewards its study can bring. Logic and Philosophy
  342.  
  343. Philosophy is very much about asking questions.
  344. Does God exist? What can we know? What keeps
  345. us the same through time and change? Is the mind
  346. distinct from the body? How do we know what is
  347. right and what is wrong? Because not everyone is
  348. going to agree on the correct answers to these ques-
  349. tions, it is extremely important to give reasons why
  350. you think one answer is better than another. In
  351. giving reasons why you believe (or why others
  352. should believe) a particular answer, you are doing
  353. logic, even though you might not recognize it as
  354. such. Logic is just a way of articulating more clearly
  355. the reasoning that we ordinarily do when we tell
  356. someone why we believe something.
  357.  
  358. If we are to be persuaded that your position is
  359. correct, we need to have some way of assessing the
  360. reasons that you give for believing your position. For
  361. instance, we need to know whether your reasons re-
  362. ally do lend support to the position. This is where
  363. learning a bit of logical apparatus can come in quite
  364. handy. So let's introduce some terminology.
  365.  
  366. Arguments
  367.  
  368. We’ll start with the basic idea of an argument. As we
  369. use the term in philosophy, an argument is not just a
  370. verbal dispute about some matter. Rather, it is a way
  371. ofarticulating reasons. Or, to be more precise:
  372.  
  373. An argument is a series of statements where the last
  374. statement supposedly follows from or is supported by
  375. the first statements. The last statement is called the
  376.  
  377. conclusion, and the first statements are called the
  378. premises.Here’s a relatively simple example:
  379.  
  380. 1. Everyone who lives in Los Angeles lives in
  381. California.
  382.  
  383. 2. Alvin lives in Los Angeles.
  384.  
  385. 3. Therefore, Alvin lives in California.
  386.  
  387. Suppose we were trying to convince you that our
  388. friend Alvin lives in California. (Again, we probably
  389. wouldn’t normally give you an argument to con-
  390. vince you of this, but this is a simple example just to
  391. get the idea of an argument under our belts.) We
  392. might give you the following reasons for believing
  393. that Alvin lives in California. First, we know that
  394. Alvin lives in Los Angeles. And second, we know
  395. that Los Angeles is in California, so anyone who
  396. lives in Los Angeles automatically lives in California.
  397. These two reasons are represented by premises 1 and
  398. 2, and they are meant to support the conclusion,
  399. which is number 3. Arguments in the articles that
  400. you read for class will most often not appear in this
  401. numbered form, but they can all be reconstructed in
  402. this form so that the reasoning is easy to see.
  403.  
  404. In this example, if you were to accept the two
  405. premises, you would have to accept the conclusion.
  406.  
  407. So our argument is, in a certain sense, a good argu-
  408. ment. But there are different ways that an argument
  409.  
  410. can be good.
  411. Validity
  412.  
  413. The first way an argument can be good is if its
  414.  
  415. premises actually do support its conclusion. Recall
  416. that our definition of an argument is a series of state-
  417.  
  418. ments in which the conclusion supposedly follows
  419. from or is supported by the premises. Well, there are some arguments with conclusions that actually do
  420. follow from the premises, and there are some argu-
  421. ments with conclusions that don’t actually follow
  422. from the premises, even though they supposedly do.
  423. The first type of arguments are valid arguments,
  424. and the second type are invalid arguments. Or, a bit
  425.  
  426. more carefully:
  427.  
  428. An argument is valid if its conclusion follows from
  429. its premises.
  430.  
  431. Or, more carefully still:
  432.  
  433. An argument is valid ifit satisfies the following con-
  434. dition: If its premises were true, then its conclusion
  435. would Izavc’ to be true.
  436.  
  437. The argument we gave previously is an example of
  438. a valid argument because if premises 1 and 2 were
  439. true, then 3 would have to be true. But the following
  440. is an example of an invalid argument:
  441.  
  442. 1. Everyone who lives in Los Angeles lives in
  443. California.
  444.  
  445. 2. Alvin lives in California.
  446. 3. Therefore, Alvin lives in Los Angeles.
  447.  
  448. If we were to put forth this argument while trying
  449. to convince you that our friend Alvin lives in Los
  450. Angeles, you shouldn’t be convinced. Why not?
  451. Simply because the reasons that we gave for believ-
  452. ing that Alvin lives in Los Angeles don’t actually
  453. support that conclusion. For in this case, premise 1
  454. could be true (it actually is true), and premise 2
  455. could be true, but the conclusion might still be false
  456. (Alvin could live in San Francisco, for instance).
  457. Thus this is an invalid argument. The conclusion
  458. doesn’t actually follow from the premises. It’s not
  459. the case that if its premises were true, then its con-
  460. clusion would have to be true.
  461.  
  462. In philosophy, as in life, we’re mostly inter-
  463. ested in putting forth valid arguments. At the
  464. very least, our conclusions must really follow
  465. from our premises. But although validity is a good
  466. first step, it’s not the only way that an argument
  467. can be good.Soundness
  468.  
  469. If we succeed in putting forth a valid argument,
  470. that’s a good start. But we want more from our ar-
  471. guments. We also want our premises to actually be
  472. true. Recall that validity was about the relationship
  473. between premises and conclusion: If the premises
  474. were true, then the conclusion would have to be
  475. true. But sometimes that’s a big “if.” That is, some-
  476. times we’re not sure whether the premises are actu-
  477. ally true. That's the next thing we care about. [four
  478. argument is valid and its premises are also true, then
  479. the argument is sound. More precisely:
  480.  
  481. An argument is sound if it is valid and has all true
  482. premises.
  483.  
  484. Or, more precisely still:
  485.  
  486. An argument is sound if it satisfies the following two
  487. conditions:
  488.  
  489. I. It is valid.
  490. 2. All of its premises are true.
  491.  
  492. Let us give another example to understand sound-
  493. ness better. Consider the following argument:
  494.  
  495. 1. Abortion is the killing of an innocent person.
  496. 2. Killing innocent people is morally objection-
  497.  
  498. able.
  499.  
  500. 3. Therefore, abortion is morally objectionable.
  501.  
  502. This is a much more interesting argument than the
  503. one we gave about our friend Alvin. Indeed, it is
  504. likely to stir emotions. But we're not going to dis-
  505. cuss the moral rightness or wrongness of abortion-
  506. we’re just using this argument as an example so that
  507. we can better understand logic. Now, there are at
  508. least two ways that an argument can be good, so
  509. whenever you are confronted with an argument
  510. such as this, you should always ask yourselves two
  511. questions: First, is it valid? Second, is it sound?
  512. We’ll save you the suspense: This argument is
  513. indeed valid. Remember what that means, though. It
  514. doesn’t mean that abortion is morally objectionable.All it means is that the premises of this argument
  515. really do support the conclusion of the argument. Or,
  516. in other words, if the premises were true, then the
  517. conclusion would have to be true. Whether this ar-
  518. gument is valid is not a matter of controversy. What
  519. is a matter of controversy, however, is whether this
  520. argument is sound. That is, is it a valid argument
  521. with premises that are actually true? This is where
  522. opinions differ. For our purposes, it’s enough to real-
  523. ize that if the premises of this argument actually are
  524. true, then the argument is sound (because it’s also
  525. valid), and if the premises of this argument actually
  526. are false, then the argument is unsound (even though
  527. it’s still valid).
  528.  
  529. Why do we care about putting forth sound argu-
  530. ments? Well, if you present someone with a valid
  531. argument and you can successfully argue that the
  532. premises of your argument are true, then the other
  533. person must accept the conclusion as well, on pain of
  534. irrationality. Because valid arguments are such that
  535. their conclusions really do follow from their prem-
  536. ises, one cannot accept their premises without also
  537. accepting their conclusions. So if you are giving us
  538. your reasons for, say, your belief in God, and you
  539. present us with a valid argument with premises with
  540.  
  541. which we agree, then we must agree that God exists.
  542. Logic can be a very powerful tool.
  543.  
  544. Persuasiveness
  545.  
  546. Although typically soundness is the ultimate goal
  547. for an argument, occasionally that's not enough. For
  548. purposes of illustration, suppose that you believe in
  549. God and your beliefis actually true and you present
  550.  
  551. an atheist with the following argument for God's
  552. existence:
  553.  
  554. 1. God exists.
  555. 2. Therefore, God exists.
  556.  
  557. iiven our supposition that God actually does exist,
  558. this argument is a sound argument. First, it's valid
  559. because its conclusion actually does follow from its
  560. premise. lfthe premise were true, then the conclu-
  561. sion would have to be true (because they are iden-
  562. ticall). Second, again, given our supposition that God exists, the premise of this argument is true.
  563. So it looks like the argument is sound. But you’re
  564. never going to convince your atheist friend to be-
  565. lieve in God on the basis of this argument. Why
  566. not? Because it’s utterly unpersuasive. Although
  567. it is sound, it commits a logical fallacy, namely,
  568. it’s circular. An argument is circular if its conclu-
  569. sion appears somewhere within its premises. The
  570. reason why no one should be persuaded by a cir-
  571. cular argument is that one would have to already
  572. accept the conclusion of the argument before one
  573. accepted the premises. This gets things backward.
  574. Those who already accept the conclusion will not
  575. need the argument to be persuaded, and those who
  576. do not already accept the conclusion have been
  577. given no reason to accept the premise. A similar,
  578.  
  579. although more subtle, example is the following
  580. argument:
  581.  
  582. 1. The Bible says that God exists.
  583.  
  584. 2. Everything the Bible says is true.
  585. 3. Therefore, God exists.
  586.  
  587. Suppose again that God does in fact exist, the Bible
  588. says this, and everything the Bible says is true. Given
  589. these suppositions, this is a sound argument. But it's
  590. utterly unpersuasive because one would need to
  591. accept its conclusion before one accepted premise 2.
  592. This is a logical fallacy related to circularity often
  593. called begging the question. An argument begs the
  594. question if one or more of its premises relies for its
  595. truth on the truth ofthe conclusion.
  596.  
  597. So although validity and soundness are virtues of
  598. arguments, you have to be wary that your argu-
  599.  
  600. ments are not flawed in some other way, such as by
  601. being circular.
  602.  
  603. Other Fallacies
  604.  
  605. It's not always easy to figure out whether a particu-
  606. lar bit of reasoning is valid. In fact, there are some
  607. bits of reasoning that seem to be valid even though
  608. they are not. It will be useful to give a couple of ex-
  609. amples of this phenomenon. A common fallacy of
  610.  
  611. this sort is called afl‘imu'ng the consequent, illustrated
  612. by the following example:1. If Amelia can vote in the United States, then
  613. A‘melia is 18 years old.
  614.  
  615. 2. Amelia is 18 years old.
  616. 3. Therefore, Amelia can vote in the United States.
  617.  
  618. The first premise of this argument is a conditional-
  619. that is, it is an “if. . . then” statement. The “if“ part of
  620. a conditional is called the antecedent, and the “then"
  621. part of a conditional is called the consequent. Notice
  622. that premise 2 asserts the truth of the consequent of
  623. the conditional in premise 1, and then the argument
  624. concludes that the antecedent is therefore true._This is
  625. why this is called affirming the consequent, and it is an
  626. invalid form of reasoning. It’s probably not too diffi-
  627. cult to see in this simple example that even if premises
  628. 1 and 2 are true, the conclusion may still be false. Just
  629. imagine a situation in which Amelia is 18 years old
  630. but is not a citizen of the United States. In that case,
  631. it would still be true that if she can vote in the United
  632. States, she is 18 years old, and it would be true that she
  633. is 18 years old, but it would not be true that she can
  634. vote in the United States. Any argument that takes
  635. this form-a conditional, the consequent affirmed,
  636. and then the antecedent as conclusion-is invalid.
  637.  
  638. A related fallacy is denying the antecedent. Know-
  639. ing what we know about conditionals, you can prob-
  640. ably guess what this will look like:
  641.  
  642. 1. If Amelia can vote in the United States, then
  643. she is 18 years old.
  644.  
  645. 2. Amelia cannot vote in the United States.
  646.  
  647. 3. Therefore, Amelia is not 18 years old.
  648.  
  649. Again, we havea conditional in the first premise,
  650. but in this case the second premise is a denial ofthe
  651. antecedent. The argument then concludes that the
  652. consequent must be false as well. But as in the previ-
  653. ous case, this is a fallacious form ofreasoning. Again,
  654. imagine a situation in which Amelia is 18 years old
  655. but is not a citizen of the United States. In that case,
  656. it would still be true that ifshe can vote in the United
  657. States, she is 18 years old, and it would be true that
  658. she cannot vote in the United States, but it would
  659. not be true that she is not 18 years old. And again,
  660. any argument that takes this form-a conditional,
  661. the antecedent denied, and then the consequent
  662. denied as a conclusion-is invalid.These two invalid bits of reasoning seem valid
  663. because they closely resemble two bits of reasoning
  664. that are valid. These are affirming the antecedent and
  665. denying the consequent, and they are illustrated by the
  666. following two arguments:
  667.  
  668. 1. If Amelia can vote in the United States, then
  669.  
  670. she is 18 years old.
  671. 2. Amelia can vote in the United States.
  672.  
  673. 3. Therefore, Amelia is 18 years old.
  674.  
  675. 1. If Amelia can vote in the United States, then
  676.  
  677. she is 18 years old.
  678. 2. Amelia is not 18 years old.
  679. 3. Therefore, Amelia cannot vote in the United
  680.  
  681. States.
  682.  
  683. These are both valid forms of reasoning. In both
  684. arguments, if premises 1 and 2 were true, then the
  685. conclusion would have to be true. As you can see,
  686. it’s important not to confuse these two bits of valid
  687. reasoning with the fallacious reasoning involved in
  688. affirming the consequent and denying the antecedent.Necessary and Sufficient Conditions
  689.  
  690. So much for arguments. Another important logi-
  691. cal concept is that of necessary and sufficient condi-
  692. tions. The best way to get a handle on these concepts
  693. is through an example. So consider the following
  694.  
  695. statement:
  696.  
  697. If you are a sophomore, then you are an under-
  698. graduate.
  699.  
  700. This statement is saying that being a sophomore
  701. is sufi‘icicnt for being an undergraduate. In other
  702. words, all you need to be an undergraduate is to be a
  703.  
  704. sophomore. (But that’s not to say that’s the only way
  705. to be an undergraduate.) In general, a statement of
  706.  
  707. the form:
  708. If X, Men Y
  709.  
  710. is a statement that X is a sufficient condition for Y.
  711. Now consider the following statement:If you can vote in the United States. then you are at
  712. least 18 years old.
  713.  
  714. This statement is saying that being at least 18 years
  715. old is necessary for being able to vote in the United
  716. States. In other words, one of the requirements for
  717. being able to vote in the United States is that you
  718. must be at least 18 years old. (But that's not to say
  719.  
  720. that that is the only requirement.) In general, a state-
  721. ment of the form:
  722.  
  723. le, then Y
  724.  
  725. is a statement that Y is a necessary condition for X.
  726. Occasionally you will come across a statement that
  727.  
  728. purports to give both necessary and sufficient condi-
  729. tions for something. For example:
  730.  
  731. You have a sister if and only if you have a female
  732. sibling.
  733.  
  734. This statement says the same thing as the following
  735. two statements combined:
  736.  
  737. lfyou have a sister. then you have a female sibling.
  738. lfyou have a female sibling. then you have a sister.
  739.  
  740. ()r, in the language of necessary and sufficient con-
  741. ditions:
  742.  
  743. Having a sister is necessary and sufficient for having
  744. a female sibling.
  745.  
  746. Philosophers are often interested in the necessary
  747. and sufficient conditions for some interesting con-
  748. cept, such as knowledge. An interesting philosophi-
  749. cal question is: What are the necessary and sufficient
  750. conditions for the claim that you have knowledge
  751. about some fact? Certainly it is necessary that what
  752. you think you know must actually be true for you to
  753. know it. But is that also sufficient? Probably not, as
  754. you may believe something is true even though you
  755. don't have any good reason to beliexe it, and so on.
  756.  
  757. A Priori and A Posteriori
  758.  
  759. It will be useful to have a few more pieces of
  760. philosophical terminology at our disposal. First,philosophers often distinguish between a priori
  761. and a posteriori. These are Latin terms that are
  762. especially useful in describing the way in which
  763. we are able to come to know certain proposi-
  764. tions. Propositions that can be known a priori are
  765. those that can be known completely independent
  766. of experience. They are those propositions that
  767. we can know, so to speak, “from the armchair.”
  768. For example, our knowledge that all triangles
  769. have three sides is a piece of a priori knowledge.
  770. There’s no need to go around the world look-
  771. ing for triangles and counting up their sides to
  772. conclude that all triangles have three sides. On
  773. the other hand, propositions that can be known
  774. a posteriori are those that require experience of
  775. the world to come to know. For example, your
  776. knowledge that it is raining outside right now is
  777. a posteriori knowledge. To determine whether it
  778. is raining, you need to open your eyes and look
  779.  
  780. at the world. No amount of armchair speculation
  781. will help.
  782.  
  783. Necessary and Contingent
  784.  
  785. Another distinction that comes in handy in philoso-
  786. phy is one between necessary and contingent truths.
  787. A necessary truth is a proposition that is true and
  788. could not have been false, whereas a contingent
  789. truth is a proposition that is true but might have
  790. been false. Most of the true propositions we ordi-
  791. narily come across are contingent propositions. For
  792. instance. the fact that you are reading this right
  793. now is a contingent truth. You could very well have
  794. decided to do something else with your time. Even
  795. the fact that you exist is a contingent truth. Had
  796. your pa rents not met when they did, you could very
  797. well have never been born. In fact, we are so sur-
  798. rounded by contingent truths that it's difficult to
  799. think ofan uncontroversial necessary truth. An ex-
  800. ample would be the fact that all triangles have three
  801. sides. No matter how the world could have been.
  802. triangles would always have had three sides-that
  803. statement could not have been false. Of course, we
  804. could have used the word “triangle" to talk about
  805. four-sided figures, but that's not to say that triangles
  806. could have been four-sided figures. The concept of a triangle is so intimately connected up with
  807. the concept of three-sidedness that it's impossible
  808. to have one without the other. Another example is
  809. the fact that all bachelors are unmarried. This is a
  810. necessary truth because no matter how the world
  811. could have been, bachelors would have always been
  812. unmarried.Although these terms are most often used to talk
  813. about true and false propositions, they are also
  814. sometimes used to distinguish between necessary
  815. and contingent existence. You and l exist only
  816. contingentIy-that is, we might not have existed.
  817.  
  818. God, on many interpretations, is supposed to exist
  819. necessarily-that is, God could not have not existed.Objective
  820.  
  821. However one judges particular issues in philoso-
  822. phy, there is nonetheless a common thread: philoso-
  823. phy involves the construction and critical analysis
  824. of arguments. (For further discussion, see “Logical
  825. Toolkit.”) Learning how to and refining your ability
  826. to construct and analyze arguments are (arguably,
  827. at least) the ultimate objectives of any philosophy
  828. course. It is, therefore, the purpose of writing a
  829. philosophy paper, because your professor will use
  830. your papers to judge how well you are meeting
  831. the objectives of the course. Showing that you have
  832. comprehended and are able to evaluate the mate-
  833. rial will require you to present your ideas and argu-
  834. ments in a clear, explicit, and organized fashion. You
  835.  
  836. should be able to do this by adhering to the following
  837. guidelines.
  838.  
  839. Give Reasons
  840.  
  841. An argument can be understood as reasons that sup-
  842. port a conclusion. Your number one objective in writ-
  843. ing a philosophy paper should typically be to give
  844. reasons that support the overall point you want to
  845. make. However, although your paper should have an
  846. overall point, or conclusion, you may want to make
  847. several secondary, related points in the body of your
  848. paper. These points should also be backed by reasons.
  849. The idea here is that whenever you make a claim, you
  850. must give reasons that tell your reader why she or he
  851. ought to accept your claim. This amounts to explain-
  852. ing why you have made the claim you have made.
  853. (A very frequent comment made by professors on
  854. students' papers is some variation on “Why?" “Give
  855. reasons," “Support your claims," or “Explain.")Answer the Question
  856.  
  857. Make sure that you are clear about what the ques-
  858. tion is on which your paper will focus. All too often
  859. students answer what they think the question is, or
  860. discuss what they think the topic is, without ever ad-
  861. dressing the real problem. Addressing the topic and
  862. answering the question requires you to understand
  863. the topic you have chosen and to think carefully about
  864.  
  865. what you will need to say to clearly explain and eval-
  866. uate the problem.
  867.  
  868. Organize Your Paper
  869.  
  870. Your paper should be structured in such a way that
  871. your argument proceeds in an orderly fashion. De-
  872.  
  873. fending a claim requires giving reasons in support of
  874. that claim, but you can do this in a more or less or-
  875.  
  876. derly fashion. Among others, two mistakes can lead
  877. to a muddled argument:
  878.  
  879. 1. Announcing a claim and then discussing it at
  880.  
  881. length before giving any argument in support
  882. of the claim.
  883.  
  884. Announcing a claim and then discussing vari-
  885. ous other points, claims, or irrelevant issues
  886.  
  887. before giving reasons that actually support the
  888. claim in question.
  889.  
  890. h)
  891.  
  892. Note that a good philosophy paper should involve
  893. consideration of objection: to your views (and the
  894.  
  895. reasons that supposedly support your views). You
  896. should consider the best objections and evaluate
  897. them. A philosophy paper is kind oflike a “conver-
  898. sation" or a debate in which more than one side is
  899. presented and evaluated. A very frequent mistake made by students is simply to present their opin-
  900. ions and views and perhaps also supporting reasons,
  901. without considering opposing views. A good phi-
  902. losophy paper is not simply a statement ofyour own
  903. views. Also, a good philosophy paper is not solely a
  904. presentation ofone side ofan issue, even ifin the end
  905.  
  906. you wish to defend a particular view.
  907.  
  908. Make an Outline
  909.  
  910. The best way to begin writing your paper is to get
  911. clear on what point you want to make. Then make
  912. a list of the reasons that you think best support each
  913. point. Be prepared to spend some time discussing
  914. these reasons. Sometimes, giving a reason to support
  915. a point requires more than a single sentence.
  916.  
  917. Stick to the Point
  918.  
  919. Each paragraph in your paper should have a single
  920. main point that is clearly stated and explained. This
  921. does not mean that you cannot discuss several differ-
  922. ent ideas in a single paragraph, but it does mean that
  923. these ideas ought to be related and help make clear
  924. the overall point of the paragraph:
  925.  
  926. 1. If you begin a paragraph by discussing a par-
  927. ticular point or issue, don't veer off into a dis-
  928. cussion of something else-stick to the point
  929. with which you started.
  930.  
  931. 2. When you have made your overall point and
  932. are ready to move on to your next point, start a
  933. new paragraph.
  934.  
  935. Technical Stuff
  936.  
  937. Often students believe that philosophy is difficult
  938. because some philosophers use big words and write
  939. long, complicated sentences that no one can under-
  940. stand. This might indeed be a problem that other
  941. writers have, but you should avoid making it your
  942. problem. Here are a few things to avoid:
  943.  
  944. Do not use big words unless you absolutely
  945. understand them.
  946.  
  947. 0 Do not use big words where smaller words
  948. would do. 0 Do not use lots of words when fewer will do.
  949.  
  950. 0 Do not use fancy terminology simply because
  951. you think you are supposed to.
  952.  
  953. Do not use technical terms without explaining
  954. what they mean in nontechnical vocabulary.
  955.  
  956. Do not use flowery prose that obscures the
  957. point you are trying to make.
  958.  
  959. Do not make up words.
  960.  
  961. To get the most out of writing a philosophy paper
  962. (and this typically means to force yourself to put the
  963. most into it), you should assume that your reader
  964. (your professor or teaching assistant) has only mini-
  965. mal background in the topic you are discussing; that
  966. is, you should write for “intelligent laypersons,”
  967. like (for example) your parents or best friends. This
  968. means, for instance, that if you are dealing with an
  969. example, you should lay out the example and explain
  970. how it is relevant to your paper. If you are discuss-
  971. ing a principle or a distinction, you should state
  972. where you got the principle or distinction and how
  973. it is relevant. Do not assume that your professor or
  974. teaching assistant knows or understands any of this,
  975. because if you don’t explain it to us, we can't tell if
  976. you understand it.
  977.  
  978. Of course, you should distinguish between rele-
  979. vant and irrelevant points. Irrelevant background
  980. information prevents you from getting to the point
  981. of your paper.
  982.  
  983. Your paper should begin with an introduc-
  984. tion that is clear and brief It should explain what
  985. the topic, problem, or question is that you will be
  986. dealing with, and it should explain (briefly) how
  987. you plan to go about discussing the topic, solving
  988. the problem, or answering the question. In short,
  989. it should be like a mini-outline, and it should tell
  990. your instructor what you are going to do in your
  991. paper and why he or she should care (that is, what is
  992. important or interesting about the problem). Your
  993. paper should end with a conclusion that is appro-
  994. priately symmetric to the introduction, briefly sum-
  995. marizing how you have achieved the goals laid out
  996. in the introduction.
  997.  
  998. Remember to use your spell-check. Spelling er-
  999. rors at the college level are embarrassing, unaccept-
  1000. able, and unnecessary.Absolutely, positively have someone else proof-
  1001.  
  1002. read your paper! This could be a friend, a room-
  1003. mate, or a classmate.
  1004.  
  1005. Plagiarism
  1006.  
  1007. Plagiarism is against university policy and should
  1008. be absolutely avoided. When you copy someone
  1009. else's words directly (that is, word-for-word) with-
  1010. out putting them in quotes and properly attribut-
  1011. ing them to the person who wrote them, the words
  1012.  
  1013. appear in your paper as if they were your own. This
  1014.  
  1015. is akin to theft, and you should be careful not to
  1016. do this.
  1017.  
  1018. Use Quotation Mar/(5
  1019.  
  1020. Do not copy sentences or phrases directly from your
  1021. texts or class handouts (or any other materials), un-
  1022.  
  1023. less you enclose the copied sentence or phrase in quo-
  1024. tation marks and provide an accompanying citation.
  1025.  
  1026. Standardize Your Citations
  1027.  
  1028. last name and the page number of the quote: (Kant,
  1029. p. x). If you are citing an article that appears in a
  1030. book written by someone other than the author of
  1031. the article, your citation should appear as follows:
  1032. (Nagel in Perry, Bratman, and Fischer, p. x). One
  1033. way to avoid having to write out a long citation like
  1034. this over and over is to add a footnote after the first
  1035. such citation that notes that Nagel’s article appears
  1036. in Perry, Bratman, and Fischer. Thereafter, your
  1037. citation can appear this way: (Nagel, p. x).
  1038.  
  1039. Paraphrase Carefidly
  1040.  
  1041. If you provide an adequate paraphrase or summary
  1042. of someone else's words, you need not put your
  1043.  
  1044. paraphrase in quotation marks-it is sufficient to provide just a citation. However, changing a word
  1045. or two of someone else’s words does not amount to
  1046.  
  1047. an adequate paraphrase. An adequate paraphrase
  1048. consists of your words. Anything quoted directly
  1049. from someone else must be in quotes as well as cited.
  1050.  
  1051. Avoid Plagiarizing from the Internet
  1052.  
  1053. The Internet provides many temptations to plagia-
  1054. rize material. Absolutely and positively avoid pla-
  1055. giarism from an Internet source, no matter how
  1056. enticing. Keep in mind that your instructors have
  1057. various Internet resources available to combat
  1058. plagiarism-both from Internet sources and also
  1059. from fellow students and other materials. For exam-
  1060. ple, your instructor can type in sentences from your
  1061. paper and-believe it or not-find out whether you
  1062. have taken the material from another source or even
  1063. another student’s paper. Be aware that there are var-
  1064.  
  1065. ious new resources available to your instructors and
  1066. that she or he may well employ them!
  1067.  
  1068. Other Resources
  1069.  
  1070. Other material will be available on the student
  1071. website associated with the textbook. The follow-
  1072. ing two books are helpful: Hugo Bedau, Thin/(-
  1073. ing and Writing About Philosophy, Second Edition
  1074. (Boston: Bedford/St. Martin’s, 2002) and Zachary
  1075. Seech, Writing Philosophy Papers (Belmont, CA:
  1076. Wadsworth, 1993). There is a helpful discussion of
  1077. arguments, with special emphasis on arguments in
  1078. ethics, in David Boonin and Graham Oddie, eds.,
  1079. What's Wrong? Applied Ethieists and Their Critics
  1080.  
  1081. (New York: Oxford University Press, 2005), esp.
  1082. pp. 2-24.
  1083.  
  1084. We are very grateful to Alison Shalinsky
  1085. for permission to revise and edit her handout,
  1086. “Writing Philosophy Papers,” Department of Phi-
  1087. losophy, University of California, Riverside. The
  1088.  
  1089. material presented in this section is due largely to
  1090. Shalinsky.
  1091.  
  1092. The Nature of Mind
  1093.  
  1094. DAVID M. ARMSTRONG
  1095. David M. Armstrong (1926-2014) was Emeritus Professor of Philosophy at the University. of
  1096. Sydney. He is well known for his work in metaphysics and philosophy of mind, and his
  1097. publications include Perception and the Physical World, A Materialist Theory oft/1c Mind, and
  1098. Universal; and Scientific Realism. MEN have minds, that is to say. they per-
  1099. ceive, they have sensations, emotions, be-
  1100. liefs, thoughts, purposes. and desires.I
  1101.  
  1102. What is it to have a mind.> What is it to perceive. to feel emotion, to hold a belief, or to have a purpose?
  1103. In common with many other modern philosophers,
  1104. I think that the best clue we have to the nature of
  1105. mind is furnished by the discoveries and hypotheses
  1106. of modern science concerning the nature of man.
  1107. What does modern science have to say about the
  1108. nature of man? There are, of course, all sorts of
  1109. disagreements and divergencies in the views of indi-
  1110. vidual scientists. But I think it is true to say that one view is steadily gaining ground, so that it bids fair to
  1111. become established scientific doctrine. This is the
  1112. view that we can give a complete account of man in
  1113. purely physico-chemical terms. This view has received
  1114. a tremendous impetus in the last decade from the
  1115. new subject of molecular biology, a subject which
  1116. promises to unravel the physical and chemical mech-
  1117. anisms which lie at the basis of life. Before that time,
  1118. it received great encouragement from pioneering
  1119. work in neurophysiology pointing to the likelihood
  1120. of a purely electro-chemical account of the working
  1121. of the brain. I think it is fair to say that those scien-
  1122. tists who still reject the physico-chemical account of
  1123. man do so primarily for philosophical, or moral, or
  1124. religious reasons, and only secondarily, and half-
  1125. heartedly, for reasons of scientific detail. This is not
  1126. to say that in the future new evidence and new prob-
  1127. lems may not come to light which will force science
  1128. to reconsider the physico-chemical view of man. But
  1129. at present the drift of scientific thought is clearly set
  1130. towards the physico-chemical hypothesis. And we
  1131. have nothing better to go on than the present.
  1132.  
  1133. For me, then, and for many philosophers who
  1134. think like me, the moral is clear. We must try to
  1135. work out an account of the nature of mind which is
  1136. compatible with the view that man is nothing but a
  1137. physico-chemical mechanism.
  1138.  
  1139. And . . . I shall be concerned to do just this: to
  1140.  
  1141. sketch (in barest outline) what may be called a Ma-
  1142. terialist or Physicalist account of the mind.
  1143. But before doing this I should like to go back and
  1144. consider a criticism of my position which must in-
  1145. evitably occur to some. What reason have I, it may
  1146. be asked, for taking my stand on science? Even
  1147. granting that 1 am right about what is the currently
  1148. dominant scientific view of man, why should we
  1149. concede science a special authority to decide ques-
  1150. tions about the nature of man? What of the author-
  1151. ity of philosophy, of religion, of morality, or even of
  1152. literature and art? Why do I set the authority of sci-
  1153. ence above all these? Why this “scientism”?
  1154.  
  1155. It seems to me that the answer to this question is very
  1156. simple. If we consider the search for truth, in all its
  1157. fields, we find that it is only in science that men versed
  1158. in their subject can, after investigation that is more or
  1159. less prolonged, and which may in some cases extend beyond a single human lifetime, reach substantial
  1160. agreement about what is the case. It is only as a result
  1161. of scientific investigation that we ever seem to reach an
  1162. intellectual consensus about controversial matters.
  1163.  
  1164. In the Epistle Dedicatory to his De Corpore
  1165. Hobbes wrote of William Harvey, the discoverer of
  1166. the circulation of the blood, that he was “the only
  1167. man I know, that conquering envy, hath established
  1168. a new doctrine in his life-time."
  1169.  
  1170. Before Copernicus, Galileo and Harvey, Hobbes
  1171. remarks, “there was nothing certain in natural phi-
  1172. losophy.” And, we might add, with the exception of
  1173. mathematics, there was nothing certain in any other
  1174. learned discipline.
  1175.  
  1176. These remarks of Hobbes are incredibly reveal-
  1177. ing. They show us what a watershed in the intellec-
  1178. tual history of the human race the seventeenth
  1179. century was. Before that time inquiry proceeded, as
  1180. it were, in the dark. Men could not hope to see their
  1181. doctrine established, that is to say, accepted by the
  1182. vast majority of those properly versed in the subject
  1183. under discussion. There was no intellectual consen-
  1184. sus. Since that time, it has become a commonplace
  1185. to see new doctrines, sometimes of the most far-
  1186.  
  1187. reaching kind, established to the satisfaction of the
  1188. learned, often within the lifetime of their first pro-
  1189. ponents. Science has provided us with a method of
  1190. deciding disputed questions. This is not to say, of
  1191. course, that the consensus of those who are learned
  1192. and competent in a subject cannot be mistaken. Of
  1193. course such a consensus can be mistaken. Sometimes
  1194. it has been mistaken. But, granting fallibility, what
  1195. better authority have we than such a consensus?
  1196.  
  1197. Now this is of the utmost importance. For in phi-
  1198. losophy, in religion, in such disciplines as literary
  1199. criticism, in moral questions in so far as they are
  1200. thought to be matters of truth and falsity, there has
  1201. been a notable failure to achieve an intellectual con-
  1202. sensus about disputed questions among the learned.
  1203. Must we not then attach a peculiar authority to the
  1204. discipline that can achieve a consensus? And if it
  1205. presents us with a certain vision of the nature of man,
  1206. is this not a powerful reason for accepting that vision?
  1207.  
  1208. I will not take up here the deeper question why it
  1209. is that the methods of science have enabled us to
  1210. achieve an intellectual consensus about so many dis-
  1211. puted matters. That question, I think, could receive no brief or uncontroversial answer. I am resting my
  1212. argument on the simple and uncontroversial fact
  1213. that, as a result of scientific investigation, such a con-
  1214. sensus has been achieved.
  1215.  
  1216. It may be replied-it often is replied-that while
  1217. science is all very well in its own sphere-the sphere
  1218. of the physical, perhaps-there are matters of fact on
  1219. which it is not competent to pronounce. And among
  1220. such matters, it may be claimed, is the question what
  1221. is the whole nature of man. But I cannot see that this
  1222. reply has much force. Science has provided us with
  1223. an island of truths, or, perhaps one should say, a raft
  1224. of truths, to bear us up on the sea of our disputatious
  1225. ignorance. There may have to be revisions and re-
  1226. finements, new results may set old findings in a new
  1227. perspective, but what science has given us will not be
  1228. altogether superseded. Must we not therefore appeal
  1229. to these relative certainties for guidance when we
  1230. come to consider uncertainties elsewhere? Perhaps
  1231. science cannot help us to decide whether or not there
  1232. is a God, whether or not human beings have immor-
  1233. tal souls, or whether or not the will is free. But if sci-
  1234. ence cannot assist us, what can? I conclude that it is
  1235. the scientific vision ofman, and not the philosophical
  1236. or religious or artistic or moral vision of man, that is
  1237. the best clue we have to the nature of man. And it is
  1238. rational to argue from the best evidence we have.
  1239. Having in this way attempted to justify my procedure,
  1240. I turn back to my subject: the attempt to work out an
  1241. account of mind, or, if you prefer, of mental process,
  1242. within the framework of the physico-chemical or, as
  1243. we may call it, the Materialist view of man.
  1244.  
  1245. Now there is one account of mental process that is
  1246. at once attractive to any philosopher sympathetic to a
  1247. Materialist view of man: this is Behaviourism. For-
  1248. mulated originally by a psychologist, ]. B. Watson, it
  1249. attracted widespread interest and considerable sup-
  1250. port from scientifically oriented philosophers. Tradi-
  1251. tional philosophy had tended to think of the mind as
  1252. a rather mysterious inward arena that lay behind,
  1253. and was responsible for, the outward or physical
  1254. behaviour of our bodies. Descartes thought of this
  1255. inner arena as a sgiritualsubstanmd it was this con-
  1256. ce tion of the mind as s iritual ob'ect that Gilbert
  1257. iourism, in his important book The Concept of Mind.He ridiculed the Cartesian view as the dogma of “the
  1258. ghost in the machine." The mind was not something
  1259. behind the behaviour of the body, it was simply part
  1260. of that physical behaviour. My anger with you is not
  1261. some modification of a spiritual substance which
  1262. somehow brings about aggressive behaviour; rather it
  1263. is the aggressive behaviour itself; my addressing
  1264. strong words to you, striking you, turning my back
  1265. on you, and so on. Thought is not an inner process
  1266. that lies behind, and brings about, the words I speak
  1267. and write: it is my speaking and writing. The mind is
  1268. not an inner arena, it is outward act.
  1269.  
  1270. It is clear that such a view of mind fits in very well
  1271. with a completely Materialistic or Physicalist view
  1272. of man. If there is no need to draw a distinction
  1273. between mental processes and their expression in
  1274. physical behaviour, but if instead the mental pro-
  1275. cesses are identified with their so-called “expres-
  1276. sions," then the existence of mind stands in no
  1277. conflict with the view that man is nothing but a
  1278. physico-chemical mechanism.
  1279.  
  1280. However, the version of Behaviourism that
  1281. I have just sketched is a very crude version, and its
  1282. crudity lays it open to obvious objections. One obvi-
  1283. ous difficulty is that it is our common experience
  1284. that there can be mental processes going on although
  1285. there is no behaviour occurring that could possibly
  1286. be treated as expressions of these processes. A man
  1287. may be angry, but give no bodily sign; he may think,
  1288. but say or do nothing at all.
  1289.  
  1290. In my view, the most plausible attempt to refine
  1291. Behaviourism with a view to meeting this objection
  1292. was made by introducing the notion of a disposition
  1293. to behave. (Dispositions to behave play a particularly
  1294. important part in Ryle’s account of the mind.) Let
  1295. us consider the general notion of disposition first.
  1296. Brittleness is a disposition, a disposition possessed
  1297. by materials like glass. Brittle materials are those
  1298. which, when subjected to relatively small forces,
  1299. break or shatter easily. But breaking and shattering
  1300. easily is not brittleness, rather it is the manifestation
  1301. of brittleness. Brittleness itself is the tendency or li-
  1302. ability of the material to break or shatter easily. A
  1303. piece of glass may never shatter or break through-
  1304. out its whole history, but it is still the case that it is
  1305. brittle: it is liable to shatter or break if dropped quite
  1306. a small way or hit quite lightly. Now a disposition to behave is simply a tendency or liability of a person to
  1307. behave in a certain way under certain circumstances.
  1308. The brittleness of glass is a disposition that the glass
  1309. retains throughout its history, but clearly there could
  1310. also be dispositions that come and go. The disposi-
  1311. tions to behave that are of interest to the Behaviour-
  1312. ist are, for the most part, of this temporary character.
  1313. Now how did Ryle and others use the notion of a
  1314. disposition to behave to meet the obvious objection
  1315. to Behaviourism that there can be mental processes
  1316. going on although the subject is engaging in no rel-
  1317. evant behaviour? Their strategy was to argue that in
  1318. such cases, although the subject was not behaving
  1319. in any relevant way, he or she was disposed to behave
  1320. in some relevant way. The glass does not shatter, but
  1321. it is still brittle. The man does not behave, but he
  1322. does have a disposition to behave. We can say he
  1323. thinks although he does not speak or act because at
  1324. that time he was disposed to speak or act in a certain
  1325. way. If he had been asked, perhaps, he would have
  1326. spoken or acted. We can say he is angry although he
  1327. does not behave angrily, because he is disposed so to
  1328. behave. If only one more word had been addressed to
  1329. him, he would have burst out. And so on. In this way
  1330. it was hoped that Behaviourism could be squared
  1331. with the obvious facts.
  1332. It is very important to see just how these thinkers
  1333. conceived of disposition. I quote from Ryle
  1334. To possess a dispositional property is not to be in a par-
  1335. ticular state, or to undergo a particular change; it is to be
  1336. bound or liable to be in a particular state, or to un-
  1337. dergo a particular change, when a particular condition
  1338. is realised. (The Concept of Mind, p. 43, my italics.)
  1339. So to explain the breaking of a lightly struck glass
  1340. on a particular occasion by saying it was brittle is, on
  1341. this view of dispositions, simply to say that the glass
  1342. broke because it is the sort of thing that regularly
  1343. breaks when quite lightly struck. The breaking was
  1344. the normal behaviour, or not abnormal behaviour,
  1345. of such a thing. The brittleness is not to be conceived
  1346. of as a cause for the breakage, or even, more vaguely,
  1347. afaetor in bringing about the breaking. Brittleness is
  1348. just the fact that things of that sort break easily.
  1349. But although in this way the Behaviourists did
  1350. something to deal with the objection that mental
  1351. processes can occur in the absence of behaviour, itseems clear, now that the shouting and the dust
  1352. have died, that they did not do enough. When 1
  1353. think, but my thoughts do not issue in any action, it
  1354. seems as obvious as anything is obvious that there is
  1355. something actually going on in me which consti-
  1356. tutes my thought. It is not simply that I would speak
  1357. or act ifsome conditions that are unfulfilled were to
  1358. be fulfilled. Something is currently going on, in the
  1359. strongest and most literal sense of “going on," and
  1360. this something is my thought. Rylean Behaviourism
  1361. denies this, and so it is unsatisfactory as a theory of
  1362. mind. Yet I know of no version of Behaviourism
  1363. that is more satisfactory. The moral of those of us
  1364. who wish to take a purely physicalistic view of man
  1365. is that we must look for some other account of the
  1366. nature of mind and of mental processes.
  1367.  
  1368. But perhaps we need not grieve too deeply about
  1369. the failure of Behaviourism to produce a satisfac-
  1370. tory theory of mind. Behaviourism is a profoundly
  1371. unnatural account of mental processes. If some-
  1372. body speaks and acts in certain ways it is natural to
  1373. speak of this speech and action as the expression of
  1374. his thought. It is not at all natural to speak of his
  1375. speech and action as identical with his thought. We
  1376. naturally think of the thought as something quite
  1377. distinct from the speech and action which, under
  1378. suitable circumstances, brings the speech and action
  1379. about. Thoughts are not to be identified with behav-
  1380. iour, we think, they lie behind behaviour. A man's
  1381. behaviour constitutes the reason we have for attrib-
  1382. uting certain mental processes to him, but the behav-
  1383. iour cannot be identified with the mental processes.
  1384.  
  1385. This suggests a very interesting line of thought
  1386. about the mind. Behaviourism is certainly wrong. but
  1387. perhaps it is not altogether wrong. Perhaps the Behav-
  1388. iorists are wrong in identifying the mind and mental
  1389. occurrences with behaviour, but perhaps they are
  1390. right in thinking that our notion ofa mind and of in-
  1391. dividual mental states is logically tied to behaviour. For
  1392. perhaps what we mean by a mental state is some state
  1393. of the person which, under suitable circumstances
  1394. brings about a certain range of behaviour. Perhaps
  1395. mind can be defined not as behaviour, but rather as
  1396. the inner cause of certain behaviour. Thought is not
  1397. speech under suitable circumstances, rather it is some-
  1398. thing within the person which, in suitable circum-
  1399. stances brings about speech. And, in fact, I believe that this is the true account, or, at any rate, a true first ac-
  1400. count, of what we mean by a mental state.
  1401.  
  1402. How does this line of thought link up with a
  1403. purely physicalist view of man? The position is,
  1404. I think, that while it does not make such a physical-
  1405. ist view inevitable, it does make it possible. It does
  1406. not entail, but it is compatible with, a purely physi-
  1407. calist view ofman. For ifour notion ofthe mind and
  1408. mental states is nothing but that of a cause within
  1409. the person of certain ranges of behaviour, then it be-
  1410. comes a scientific question, and not a question oflog-
  1411. ical analysis, what in fact the intrinsic nature of that
  1412. cause is. The cause might be,“ Descartes thought
  1413. it was, a spiritual substance working through the
  1414. pineal gland to produce the "591.13wain behav-
  1415. iour of whigh men are capable. It might be breath,
  1416. or specially smooth 311375553? atoms dispersed
  1417. throughout the body; it might be many other things.
  1418. But in fact the verdict of modern science seems to be
  1419. that the sole cause of mind-betokening behaviour in
  1420. man and the higher animals is the physico-chemical
  1421. workings of the central nervous system. And so, as-
  1422. suming we have correctly'characterised our concept
  1423. of a mental state as nothing but the cause of certain
  1424. sorts of behaviour, then we can identify these men-
  1425. tal states with purely physical states of the central
  1426. nervous system.
  1427.  
  1428. At this point we may stop and go back to the Be-
  1429. haviourists’ dispositions. We saw that, according to
  1430. them, the brittleness of glass or, to take another ex-
  1431. ample, the elasticity of rubber, is not a state of the
  1432. glass or the rubber, but is simply the fact that things
  1433. of that sort behave in the way they do. But now let
  1434. us consider how a scientist would think about brit-
  1435. tleness or elasticity. Faced with the phenomenon of
  1436. breakage under relatively small impacts, or the phe-
  1437. nomenon of stretching when a force is applied fol-
  1438. lowed by contraction when the force is removed, he
  1439. will assume that there is some current state of the
  1440. glass or the rubber which is responsible for the char-
  1441. acteristic behaviour of samples of these two materi-
  1442. als. At the beginning he will not know what this
  1443. state is, but he will endeavor to find out, and he may
  1444. succeed in finding out. And when he has found out
  1445. he will very likely make remarks of this sort: “We
  1446. have discovered that the brittleness ofglass is in fact
  1447. a certain sort of pattern in the molecules of the glass.” That is to say, he will identify brittleness with
  1448. the state of the glass that is responsible for the liabil-
  1449. ity of the glass to break. For him, a disposition of an
  1450. object is a state of the object. What makes the state a
  1451. state of brittleness is the fact that it gives rise to the
  1452. characteristic manifestations of brittleness. But the
  1453. disposition itselfis distinct from its manifestation: it
  1454. is the state of the glass that gives rise to these mani-
  1455. festations in suitable circumstances.
  1456.  
  1457. You will see that this way of looking at disposi-
  1458. tions is very different from that of Ryle and the Be-
  1459. haviourists. The great difference is this: If we treat
  1460. dispositions as actual states, as I have suggested that
  1461. scientists do, even if states whose intrinsic nature may
  1462. yet have to be discovered, then we can say that dispo-
  1463. sitions are actual causes, or causal factors, which, in
  1464. suitable circumstances, actually bring about those
  1465. happenings which are the manifestations of the dis-
  1466. position. A certain molecular constitution of glass
  1467. which constitutes its brittleness is actually responsible
  1468. for the fact that, when the glass is struck, it breaks.
  1469.  
  1470. Now I shall not argue the matter here, because
  1471. the detail of the argument is technical and difficult,2
  1472. but I believe that the view of dispositions as states,
  1473. which is the view that is natural to science, is the cor-
  1474. rect one. I believe it can be shown quite strictly that,
  1475. to the extent that we admit the notion of dispositions
  1476. at all, we are committed to the view that they are
  1477. actual states of the object that has the disposition. I
  1478. may add that I think that the same holds for the
  1479. closely connected notions of capacities and powers.
  1480. Here I will simply assume this step in my argument.
  1481.  
  1482. But perhaps it can be seen that the rejection ofthe
  1483. idea that mind is simply a certain range of man’s be-
  1484. haviour in favour of the view that mind is rather the
  1485. inner cause of that range of man’s behaviour is
  1486. bound up with the rejection of the Rylean view of
  1487. dispositions in favour of one that treats dispositions
  1488. as states of objects and so as having actual causal
  1489. power. The Behaviourists were wrong to identify
  1490. the mind with behaviour. They were not so far off
  1491. the mark when they tried to deal with cases where
  1492. mental happenings occur in the absence of behav-
  1493. iour by saying that these are dispositions to behave.
  1494. But in order to reach a correct view, I am suggesting,
  1495. they would have to conceive of these dispositions as
  1496. actual states of the person who has the disposition,states that have actual power to bring about behav-
  1497. iour in suitable circumstances. But to do this is to
  1498. abandon the central inspiration of Behaviourism:
  1499. that in talking about the mind we do not have to go
  1500. behind outward behaviour to inner states.
  1501.  
  1502. And so two separate but interlocking lines of
  1503. thought have pushed me in the same direction. The
  1504. first line of thought is that it goes profoundly against
  1505. the grain to think ofthe mind as behaviour. The mind
  1506. is, rather, that which stands behind and brings about
  1507. our complex behaviour. The second line of thought
  1508. is that the Behaviourists' dispositions, properly con-
  1509. ceived, are really states that underlie behaviour, and,
  1510. under suitable circumstances, bring about behaviour.
  1511. Putting these two together, we reach the conception of
  1512. a mental state as a state of the person apt for producing
  1513. certain ranges of behaviour. This formula: a mental
  1514. state is a state of the person apt for producing certain
  1515. ranges of behaviour, I believe to be a very illuminating
  1516. way of looking at the concept of a mental state. I have
  1517. found it very fruitful in the search for detailed logical
  1518. analyses of the individual mental concepts.
  1519.  
  1520. Now, I do not think that Hegel's dialectic has
  1521. much to tell us about the nature of reality. But I think
  1522. that human thought often moves in a dialectical way,
  1523. from thesis to antithesis and then to the synthesis.
  1524. Perhaps thought about the mind is a case in point.
  1525. I have already said that classical philosophy tended to
  1526. think of the mind as an inner arena of some sort.
  1527. This we may call the Thesis. Behaviourism moved to
  1528. the opposite extreme: the mind was seen as outward
  1529. behaviour. This is the Antithesis. My proposed Syn-
  1530. thesis is that the mind is properly conceived as an
  1531. inner principle, but a principle that is identified in
  1532. terms ofthe outward behaviour it is apt for bringing
  1533. about. This way of looking at the mind and mental
  1534. states does not itselfentail a Materialist or Physicalist
  1535. view ofman, for nothing is said in this analysis about
  1536. the intrinsic nature of these mental states. But if we
  1537. have. as l have asserted that we do have, general sci-
  1538. entific grounds for thinking that man is nothing but
  1539. a physical mechanism, we can go on to argue that
  1540. the mental states are in fact nothing but physical
  1541. states ofthe central nervous system.
  1542.  
  1543. Along these lines, then, I would look for an account of
  1544. the mind that is compatible with a purely Materialist theory of man. I have tried to carry out this pro-
  1545. gramme in detail in A Materiel/is! Theory of the Mind.
  1546. There are, as may be imagined. all sorts of powerful
  1547. objections that can be made to this view. But [in what
  1548. follows] . . . I propose to do only one thing. I will de-
  1549. velop one very important objection to my view of the
  1550. mind-an objection felt by many philosophers-and
  1551. then try to show how the objection should be met.
  1552. The view that our notion of mind is nothing but
  1553. that of an inner principle apt for bringing about
  1554. certain sorts ofbehaviour may he thought to share a
  1555. certain weakness with Behaviourism. Modern phi-
  1556. losophers have put the point about Behaviourism
  1557. by saying that although Behaviourism may be a sat-
  1558. isfactory account of the mind from an other-person
  1559. point of view. it will not do as afirst-person account.
  1560. To explain. In our encounters with other people. all
  1561. we ever observe is their behaviour: their actions.
  1562. their speech. and so on. And so, if we simply con-
  1563. sider other people, Behaviourism might seem to do
  1564. full justice to the facts. But the trouble about Be-
  1565. haviourism is that it seems so unsatisfactory as ap-
  1566. plied to our own case. In our own case, we seem to
  1567. be aware of so much more than mere behaviour.
  1568. Suppose that now we conceive of the mind as an
  1569. inner principle apt for bringing about certain sorts of
  1570. behaviour. This again fits the other-person cases very
  1571. well. Bodily behaviour of a very sophisticated sort is
  1572. observed, quite different from the behaviour that ordi-
  1573. nary physical objects display. I t is inferred that this be-
  1574. haviour must spring from a very special sort of inner
  1575. cause in the object that exhibits this behaviour. This
  1576. inner cause is christened “the mind.” and those who
  1577. take a physicalist view of man argue that it is simply
  1578. the central nervous system ofthe body observed. Com-
  1579. pare this with the case of glass. Certain characteristic
  1580. behaviour is observed: the breaking and shattering of
  1581. the material when acted upon by relatively small
  1582. forces. A special inner state of the glass is postulated to
  1583. explain this behaviour. Those who take a purely physi-
  1584. calist view of glass then argue that this state is a natural
  1585. state of the glass. It is. perhaps. an arrangement of its
  1586. molecules. and not, say, the peculiarly malevolent dis-
  1587. position of the demons that dwell in glass.
  1588. But when we turn to our own case. the position
  1589. may seem less plausible. We are conscious. we have
  1590. experiences. Now can we say that to be conscious. to have experiences, is simply for something to go on
  1591. within us apt for the causing of certain sorts of be-
  1592. haviour? Such an account does not seem to do any
  1593. justice to the phenomena. And so it seems that our
  1594. account of the mind, like Behaviourism, will fail to
  1595. do justice to the first-person case.
  1596.  
  1597. ln order to understand the objection better it
  1598. may be helpful to consider a particular case. If you
  1599. have driven for a very long distance without a break,
  1600. you may have had experience of a curious state of
  1601. automatism, which can occur in these conditions.
  1602. One can suddenly “come to“ and realise that one has
  1603. driven for long distances without being aware of
  1604. what one was doing, or, indeed, without being
  1605. aware ofanything. One has kept the car on the road,
  1606. used the brake and the clutch perhaps, yet all with-
  1607. out any awareness of what one was doing.
  1608.  
  1609. Now, if we consider this case it is obvious that in
  1610. some sense mental processes are still going on when
  1611. one is in such an automatic state. Unless one’s will
  1612. was still operating in some way, and unless one was
  1613. W Yet, of course, something mental is
  1614. lacking. Now, I think, when it is alleged that an
  1615. account of mind as an inner principle apt for the
  1616. production of certain sorts of behaviour leaves out
  1617. consciousness or experience, what is alleged to have
  1618. been left out is just whatever is missing in the auto-
  1619. matic driving case. It is conceded that an account of
  1620. mental processes as states of the person apt for the
  1621. production of certain sorts of behaviour may very
  1622. possibly be adequate to deal with such cases as that
  1623. of automatic driving. It may be adequate to deal
  1624. with most of the mental processes of animals, who
  1625. perhaps spend a good deal of their lives in this state
  1626. of automatism. But, it is contended, it cannot deal
  1627. with the consciousness that we normally enjoy.
  1628.  
  1629. 1 will now try to sketch an answer to this impor-
  1630. tant and powerful objection. Let us begin in an ap-
  1631. parently unlikely place, and consider the way that
  1632. an account of mental processes of the sort 1 am
  1633. giVing would deal with sense-perception.
  1634.  
  1635. Now psychologists, in particular, have long re-
  1636. alised that there is a very close logical tie between
  1637. sense-perception and selective behaviour. Suppose we
  1638. want to decide whether an animal can perceive the
  1639.  
  1640. difference between red and green. We might give the animal a choice between two pathways, over one of
  1641. which a red light shines and over the other of which
  1642. a green light shines. If the animal happens by chance
  1643. to choose the green pathway we reward it; if it hap-
  1644. pens to choose the other pathway we do not reward
  1645. it. If, after some trials, the animal systematically takes
  1646. the green-lighted pathway, and if we become assured
  1647. that the only relevant differences in the two path-
  1648. ways are the differences in the colour ofthe lights, we
  1649. are entitled to say that the animal can see this colour
  1650. difference. Using its eyes, it selects between red-
  1651. lighted and green-lighted pathways. So we say it can
  1652. see the difference between red and green.
  1653.  
  1654. Now a Behaviourist would be tempted to say that
  1655. the animal’s regularly selecting the green-lighted path-
  1656. way was its perception of the colour difference. But this
  1657. is unsatisfactory, mcause-we Mo say that per-
  1658. ception is something that goes on within the person or
  1659. animal-within its mind-although2 of course, this
  1660. mental event is normally caused by the op_eration of the
  1661. environment u n the or anism. Suppose, however,
  1662. mm for selective behav-
  1663. iour towards the current environment, and suppose we
  1664. think of these capacities, like dispositions, as actual
  1665. inner states of the organism. We can then think ofthe
  1666. animal's perception as a state within the animal apt, if
  1667. the animal is so impelled, for selective behaviour be-
  1668. tween the red- and green-lighted pathways.
  1669. states or events a t for the roduction of certain
  1670. sorts of selective behaviour toward; our engagin-
  1671. 2152!- To perceive is like acquiring a key to a door.
  1672. You do not have to use the key: you can put it in
  1673. your pocket and never bother about the door. But if
  1674. you do want to open-the door the key may be essen-
  1675. tial. The blind man is a man who does not acquire
  1676. certain keys, and, as a result, is not able to operate in
  1677. his environment in the way that somebody who has
  1678. his sight can operate. It see 5 then, a very promis-
  1679. ing view to take of erce tions th
  1680. states ne he sorts of selectiv
  1681. they enable the perceiver to exhibitI if so impelled.
  1682.  
  1683. ow how 15 IS iscussmn ofperception related
  1684. to the question of consciousness ofexperience, the sort
  1685. of thing that the driver who is in a state ofautoma-
  1686. tism has not got, but which we normally do have?
  1687. Simply this. My proposal is that consciousness, in this sense of the word, is nothing but perception or
  1688. awareness of the state of our own mind. The driver in
  1689. a state of automatism perceives, or is aware of, the
  1690. road. If he did not, the car would be in a ditch. But
  1691. he is not currently aware of this awareness of the
  1692. road. He perceives the road, but he does not per-
  1693. ceive his perceiving, or anything else that is going on
  1694. in his mind. He is not, as we normally are, conscious
  1695. of what is going on in his mind.
  1696.  
  1697. And so I conceive of consciousness or experience,
  1698. in this sense of the words, in the way that Locke and
  1699. Kant conceived it, as like perception. Kant, in a strik-
  1700. ing phrase, spoke of “inner sense.” We cannot directly
  1701. observe the minds of others, but each of us has the
  1702. power to observe directly our own minds, and “per-
  1703. ceive” what is going on there. The driver in the auto-
  1704. matic state is one whose “inner eye” is shut: who is not
  1705. currently aware of what is going on in his own mind.
  1706.  
  1707. Now if this account is along the right lines, why
  1708. should we not give an account of this inner observa-
  1709. tion along the same lines as we have already given of
  1710. perception? Why should we not conceive of it as an
  1711. inner state, a state in this case directed towards other
  1712. inner states and not to the environment, which en-
  1713. ables us, if we are so impelled, to behave in a selec-
  1714. tive way towards our own states of mind ? One who is
  1715. aware, or conscious, of his thoughts or his emotions
  1716. is one who has the capacity to make discriminations
  1717. between his different mental states. His capacity
  1718. might be exhibited in words. He might say that he
  1719. was in an angry state of mind when, and only when,
  1720. he was in an angry state of mind. But such verbal
  1721. behaviour would be the mere expression or result of
  1722. the awareness. The awareness itself would be an
  1723. inner state: the sort of inner state that gave the man
  1724. a capacity for such behavioural expressions.
  1725.  
  1726. So I have argued that consgigusngss of our own
  1727. WW
  1728. may_then be W
  1729.  
  1730. sglsstimhchawvauwm
  1731. All this is meant to be simply a logical analysis ofcon-
  1732. sciousness, and none of it entails, although it does not
  1733. rule out, a purely physicalist account of what these
  1734. inner states are. But if we are convinced, on general
  1735. scientific grounds, that a purely physical account of man is likely to be the true one, then there seems to be
  1736. no bar to our identifying these inner states with
  1737. purely physical states of the central nervous system.
  1738. And so consciousness of our own mental state be-
  1739. comes simply the scanning of one part of our central
  1740. nervous system by another. Consciousness is a self-
  1741. scanning mechanism in the central nervous system.
  1742. As 1 have emphasised before, I have done no more
  1743. than sketch a programme for a philosophy of mind.
  1744. There are all sorts of expansions and elucidations to
  1745. be made, and all sorts of doubts and difficulties to be
  1746. stated and overcome. But I hope I have done enough
  1747. to show that a purely physicalist theory of the mind
  1748. is an exciting and plausible intellectual option.
  1749. NOTES
  1750.  
  1751. 1. Inaugural lecture of the Challis Professor of
  1752. Philosophy at the University of Sydney (1965):
  1753. slightly amended (1968).
  1754.  
  1755. 2. It is presented in my book A Materialist Theory of
  1756. the Mind (1968) ch. 6, sec. VI.
  1757.  
  1758. KEY TERMS
  1759. Materialist
  1760. Physicalist
  1761. Behaviorism
  1762. STUDY QUESTIONS
  1763.  
  1764. 1. Is there anything about desires, beliefs, or emotions
  1765. that requires an account that is more robust than a
  1766. purely physicochemical one? Why do you think
  1767. people have thought so in the past?
  1768.  
  1769. 2. Armstrong claims that “it is only as a result of sci-
  1770. entific investigation that we ever seem to reach an
  1771.  
  1772. intellectual consensus about controversial matters."
  1773. Do you think he is right about this?
  1774.  
  1775. i 3. According to Armstrong, what is one obvious dif-
  1776. ficulty with behaviorism?
  1777.  
  1778. 4. Armstrong thinks that mind is “the inner cause of
  1779. certain behaviour." How does he argue that this
  1780. idea can be squared with a “physicalist view" of
  1781. human beings?
  1782.  
  1783. 5. How does the first-person point of view supposedly
  1784. cause problems for Armstrong’s theory? How does
  1785. Armstrong reply to these worries? What Mary Didn’t Know
  1786. FRANK JACKSON
  1787. Frank Jackson (l943- ) is a Distinguished Professor of Philosophy at the Australian National
  1788. University. He has made important contributions in philosophy of mind, metaphysics, philo-
  1789. sophical methodology, and ethics. He is the author of From Metaphysics to Ethics: A Defence
  1790. of Conceptual Analysis. P 1 ARY is confined to a black-and-white
  1791. room, is educated through black-and-
  1792. white books and through lectures relayed
  1793.  
  1794. on black-and-white television. In this way she learns
  1795. everything there is to know about the physical
  1796. nature of the world. She knows all the physical
  1797. facts about us and our environment, in a wide sense
  1798. of‘physical’ which includes everything in completed
  1799. physics, chemistry, and neurophysiology, and all
  1800. there is to know about the causal and relational factors consequent upon all this, including of course
  1801. functional roles. If physicalism is true, she knows all
  1802. there is to know. For to suppose otherwise is to sup-
  1803. pose that there is more to know than every physical
  1804. fact, and that is just what physicalism denies.
  1805.  
  1806. Physicalism is not the noncontroversial thesis that
  1807. the actual world is largely physical, but the chal-
  1808. lenging thesis that it is entirely physical. This is why
  1809. physicalists must hold that complete physical knowl-
  1810. edge is complete knowledge simpliciter. For SUppose
  1811. it is not complete: then our world must differ from
  1812. a world, W(P), for which it is complete, and the dif-
  1813. ference must be in nonphysical facts; for our world
  1814. and W(P) agree in all matters physical. Hence, physi-
  1815. calism would be false at our world [though contin-
  1816. gently so, for it would be true at W(P)l.l It seems, however, that Mary does not know all
  1817. there is to know. For when she is let out of the black-
  1818. and-white room or given a color television, she will
  1819. learn what it is like to see something red, say. This is
  1820. rightly described as learning-she will not say “ho,
  1821. hum." Hence, physicalism is false. This is the
  1822. knowledge argument against physicalism in one of
  1823. its manifestations.2 This note is a reply to three ob-
  1824. jections to it mounted by Paul M. Churchland.’
  1825.  
  1826. 1. Three Clarifications
  1827.  
  1828. The knowledge argument does not rest on the dubi-
  1829. ous claim that logically you cannot imagine what
  1830. sensing red is like unless you have sensed red.
  1831. Powers of imagination are not to the point. The con-
  1832. tention about Mary is not that, despite her fantastic
  1833. grasp of neurophysiology and everything else physi-
  1834. cal, she could not imagine what it is like to sense red;
  1835. it is that, as a matter of fact, she would not know. But
  1836. if physicalism is true, she would know; and no great
  1837. powers of imagination would be called for. lmagi-
  1838. nation is a faculty that those who lack knowledge
  1839. need to fall back on.
  1840.  
  1841. Secondly, the intensionality of knowledge is not
  1842. to the point. The argument does not rest on assum-
  1843. ing falsely that, ifS knows that a is F and ifa = b,
  1844. then S knows that b is F. It is concerned with the
  1845. nature of Mary's total body ofknowledge before she
  1846. is released: is it complete, or do some facts escape it?
  1847. What is to the point is that S may know that a is F
  1848. and know thata = b, yet arguably not know thatb is
  1849. F, by virtue of not being sufficiently logically alert to
  1850. follow the consequences through. If Mary's lack of
  1851. knowledge were at all like this, there would be no
  1852. threat to physicalism in it. But it is very hard to be-
  1853. lieve that her lack ofknowledge could be remedied
  1854. merely by her explicitly following through enough
  1855. logical consequences of her vast physical knowl-
  1856.  
  1857. edge. Endowing her with great logical acumen and
  1858. persistence is not in itselfenough to fill in the gaps in
  1859. her knowledge. On being let out, she will not say “I could have worked all this out before by making
  1860. some more purely logical inferences."
  1861.  
  1862. Thirdly, the knowledge Mary lacked which is
  1863. of particular point for the knowledge argument
  1864. against physicalism is knowledge about tlw experi-
  1865. ences of others, not about her own. When she is let
  1866. out, she has new experiences, color experiences she
  1867. has never had before. It is not, therefore, an objec-
  1868. tion to physicalism that she learns sometlzing on
  1869. being let out. Before she was let out, she could not
  1870. have known facts about her experience of red, for
  1871. there were no such facts to know. That physicalist
  1872. and nonphysicalist alike can agree on. After she is
  1873. let out, things change; and physicalism can happily
  1874. admit that she learns this; after all, some physical
  1875. things will change, for instance, her brain states and
  1876. their functional roles. The trouble for physicalism is
  1877. that, after Mary sees her first ripe tomato, she will
  1878. realize how impoverished her conception of the
  1879. mental life of other; has been all along. She will real-
  1880. ize that there was, all the time she was carrying out
  1881. her laborious investigations into the neurophysiolo-
  1882. gies of others and into the functional roles of their
  1883. internal states, something about these people she
  1884. was quite unaware of. All along their experiences
  1885. (or many of them, those got from tomatoes, the
  1886. sky, . . .) had a feature conspicuous to them but until
  1887. now hidden from her (in fact, not in logic). But she
  1888. knew all the physical facts about them all along:
  1889. hence, what she did not know until her release is not
  1890. a physical fact about their experiences. But it is a fact
  1891. about them. That is the trouble for physicalism.
  1892.  
  1893. II. Churchland’s Three Objections
  1894.  
  1895. (i) Churchland's first objection is that the knowl-
  1896. edge argument contains a defect that “is simplicity
  1897. itself" (23). The argument equivocates on the sense
  1898. of ‘knows about’. How so? (Thurchland suggests
  1899. that the following is “a conveniently tightened ver-
  1900. sion” ofthe knowledge argument:
  1901.  
  1902. I. Mary knows everything there is to know
  1903.  
  1904. about brain states and their properties.
  1905.  
  1906. 2. It is not the case that Mary knows everything
  1907.  
  1908. there is to know about sensations and their
  1909. properties. Therefore, by Leibniz’s law,
  1910. 3. Sensations and their properties 515 brain states
  1911. and their properties (23).
  1912. Churchland observes, plausibly enough, that the
  1913. type or kind of knowledge involved in premise l is
  1914. distinct from the kind of knowledge involved in
  1915. premise 2. We might follow his lead and tag the first
  1916. ‘knowledge by description’, and the second ‘knowl-
  1917. edge by acquaintance'; but, whatever the tags, he is
  1918. right that the displayed argument involves a highly
  1919. dubious use of Leibniz’s law.
  1920.  
  1921. My reply is that the displayed argument may be
  1922. convenient, but it is not accurate. It is not the knowl-
  1923. edge argument. Take, for instance, premise l. The
  1924. whole thrust of the knowledge argument is that
  1925. Mary (before her release) does not know everything
  1926. there is to know about brain states and their proper-
  1927. ties, because she does not know about certain qualia
  1928. associated with them. What is complete, according
  1929. to the argument, is her knowledge of matters physi-
  1930. cal. A convenient and accurate way ofdisplaying the
  1931. argument is:
  1932.  
  1933. l.' Mary (before her release) knows everything
  1934.  
  1935. physical there is to know about other people.
  1936.  
  1937. 2.’ Mary (before her release) does not know ev-
  1938.  
  1939. erything there is to know about other people
  1940. (because she learns something about them on
  1941. her release).
  1942.  
  1943. Therefore,
  1944.  
  1945. 3.’ There are truths about other people (and her-
  1946.  
  1947. self) which escape the physiealist story.
  1948.  
  1949. What is immediately to the point is not the kind,
  1950. manner, or type of knowledge Mary has, but w/iat
  1951. she knows. What she knows beforehand is ex hypo-
  1952. thesi everything physical there is to know, but is it
  1953. everything there is to know? That is the crucial
  1954. question.
  1955.  
  1956. There is, though, a relevant challenge involving
  1957. questions about kinds of knowledge. It concerns the
  1958. support for premise 2'. The case for premise 2' is that
  1959. Mary learns something on her release, she acquires
  1960. knowledge, and that entails that her knowledge beforehand (what she knew, never mind whether by
  1961. description, acquaintance, or whatever) was incom-
  1962. plete. The challenge, mounted by David Lewis and
  1963. Laurence Nemirow, is that on her release Mary does
  1964. not learn something or acquire knowledge in the rel-
  1965. evant sense. What Mary acquires when she is re-
  1966. leased is a certain representational or imaginative
  1967. ability; it is knowledge how rather than knowledge
  1968. that. Hence, a physicalist can admit that Mary ac-
  1969. quires something very significant of a knowledge
  1970. kind-which can hardly be denied-without ad-
  1971. mitting that this shows that her earlier factual
  1972. knowledge is defective. She knew all that there was
  1973. to know about the experiences of others beforehand,
  1974. but lacked an ability until after her release.;
  1975.  
  1976. Now it is certainly true that Mary will acquire
  1977. abilities of various kinds after her release. She will,
  1978. for instance, be able to imagine what seeing red is
  1979. like, be able to remember what it is like, and be able
  1980. to understand why her friends regarded her as so
  1981. deprived (something which, until her release, had
  1982. always mystified her). But is it plausible that that is
  1983. all she will acquire? Suppose she received a lecture
  1984. on skepticism about other minds while she was in-
  1985. carcerated. On her release she sees a ripe tomato in
  1986. normal conditions, and so has a sensation of red. Her
  1987. first reaction is to say that she now knows more about
  1988. the kind ofexperiences others have when looking at
  1989. ripe tomatoes. She then remembers the lecture and
  1990. starts to worry. Does she really know more about
  1991. what their experiences are like, or is she indulg-
  1992. ing in a wild generalization from one case? In the
  1993. end she decides she does know, and that skepticism
  1994. is mistaken (even if, like so many of us, she is not
  1995. sure how to demonstrate its errors). What was she
  1996. to-ing and fro-ing about-her abilities? Surely not;
  1997. her representational abilities were a known constant
  1998. throughout. What else then was she agonizing about
  1999. than whether or not she had gained factual knowl-
  2000. edge of others? There would be nothing to agonize
  2001. about if ability was all she acquired on her release.
  2002.  
  2003. I grant that l have no proof that Mary acquires on
  2004. her release, as well as abilities, factual knowledge
  2005. about the experiences ofothers-and not just because
  2006. I have no disproofof skepticism. My claim is that the
  2007. knowledge argument is a valid argument from
  2008. highly plausible, though admittedly not demonstrable.premises to the conclusion that physicalism is false.
  2009. And that, after all, is about as good an objection as
  2010. one could expect in this area of philosophy.
  2011.  
  2012. (ii) Churchland’s second objection (24/5) is that
  2013. there must be something wrong with the argument,
  2014. for it proves too much. Suppose Mary received a
  2015. special series of lectures over her black-and-white
  2016. television from a full-blown dualist, explaining the
  2017. “laws” governing the behavior of “ectoplasm” and
  2018. telling her about qualia. This would not affect the
  2019. plausibility of the claim that on her release she learns
  2020. something. So if the argument works against physi-
  2021. calism, it works against dualism too.
  2022.  
  2023. My reply is that lectures about qualia over black-
  2024. and-white television do not tell Mary all there is to
  2025. know about qualia. They may tell her some things
  2026. about qualia, for instance, that they do not appear in
  2027. the physicalist's story, and that the quale we use ‘yellow'
  2028. for is nearly as different from the one we use ‘blue’ for
  2029. as is white from black. But why should it be supposed
  2030. that they tell her everything about qualia? On the other
  2031. hand, it is plausible that lectures over black-and-white
  2032. television might in principle tell Mary everything in
  2033. the physicalist’s story. You do not need color television
  2034. to learn physics or functionalist psychology. To obtain
  2035. a good argument against dualism (attribute dualism;
  2036. ectoplasm is a bit of fun), the premise in the knowledge
  2037. argument that Mary has the full story according to
  2038. physicalism before her release, has to be replaced by a
  2039. premise that she has the full story according to dualism.
  2040. The former is plausible; the latter is not. Hence, there is
  2041. no “parity of reasons” trouble for dualists who use the
  2042. knowledge argument.
  2043.  
  2044. (iii) Churchland's third objection is that the
  2045. knowledge argument claims “that Mary could not
  2046. even imagine what the relevant experience would be
  2047. like, despite her exhaustive neuroscientific knowl-
  2048. edge, and hence must still be missing certain crucial
  2049. information" (23), a claim he goes on to argue against.
  2050. But, as we emphasized earlier, the knowledge argu-
  2051. ment claims that Mary would not know what the
  2052. relevant experience is like. What she could imagine is
  2053. another matter. I f her knowledge is defective, despite
  2054. being all there is to know according to physicalism,
  2055. then physicalism is false, whatever her powers of
  2056. imagination.
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