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CIA/Counterinsurgency

Dec 21st, 2014
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  1. CIA Best Practices in Counterinsurgency (SECRET STUFF FOR US )
  2.  
  3. Organisation: Central Intelligence Agency (CIA)
  4.  
  5. Description
  6. This is a secret CIA document assessing high-value targeting (HVT) programs world-wide for their impact
  7. on insurgencies. The document is classified SECRET//NOFORN (no foreign nationals) and is for
  8. internal use to review the positive and negative implications of targeted assassinations on these
  9. groups for the strength of the group post the attack. The document assesses attacks on insurgent
  10. groups by the United States and other countries within Afghanistan, Algeria, Colombia, Iraq, Israel,
  11. Peru, Northern Ireland, Sri Lanka, Chechnya, Libya, Pakistan and Thailand. The document, which
  12. is "pro-assassination", was completed in July 2009 and coincides with the first year of the Obama
  13. administration and Leon Panetta's directorship of the CIA during which the United States very
  14. significantly increased its CIA assassination program at the expense of capture operations. It produces a
  15. chart for US officials to use in strategically assessing future operations and methods in HVT assassinations.
  16.  
  17. Making High-Value Targeting Operations an
  18. Effective Counterinsurgency Tool (C//NF)
  19.  
  20. A CIA review of high-value targeting (HVT) programs worldwidea
  21. suggests that HVT operations can play a useful role when they are part of a
  22. broader counterinsurgency strategy. HVT operations are most likely to
  23. contribute to successful counterinsurgency outcomes when governments
  24. decide on a desired strategic outcome before beginning HVT operations,
  25. analyze potential effects and shaping factors, and simultaneously employ
  26. other military and nonmilitary counterinsurgency instruments.
  27. • Potential positive strategic effects of HVT operations include eroding
  28. insurgent effectiveness, weakening insurgent will, reducing the level of
  29. insurgent support, fragmenting or splitting the insurgent group, altering
  30. insurgent strategy or organization in ways that favor the government, and
  31. strengthening government morale and support.
  32. • Potential negative effects of HVT operations include increasing the level
  33. of insurgent support, causing a government to neglect other aspects of its
  34. counterinsurgency strategy, altering insurgent strategy or organization in
  35. ways that favor the insurgents, strengthening an armed group’s bond with
  36. the population, radicalizing an insurgent group’s remaining leaders,
  37. creating a vacuum into which more radical groups can enter, and
  38. escalating or deescalating a conflict in ways that favor the insurgents.
  39. • The insurgent group factors that shape the impact of HVT operations
  40. include the degree of leadership centralization, succession planning and
  41. bench strength, level of visibility, life cycle stage, strength of cause and
  42. popular support, and existence of sanctuary.
  43. • Several government factors, including the duration and intensity of HVT
  44. operations and the choice of HVT method, also affect the outcome of
  45. HVT operations. (C//NF)
  46.  
  47. Our study of successful and unsuccessful uses of HVT programs in
  48. counterinsurgencies identified several best practices that can be applied
  49. when planning or evaluating HVT operations:
  50. • Identifying Desired Outcome. Because HVT operations can have
  51. unforeseen effects, governments tend to be most successful when they are
  52. clear about the desired impact on the insurgent group’s trajectory.
  53. • Basing Decisions on Knowledge of an Insurgent Group’s Internal
  54. Workings. Governments’ successful use of HVT operations generally
  55. draw on a deep understanding of the targeted group’s internal workings
  56. and specific vulnerabilities, which is usually gained by penetrating the
  57. group or debriefing defectors.
  58. • Integrating HVT Operations With Other Elements of
  59. Counterinsurgency Strategy. Governments with effective HVT
  60. programs have integrated them into comprehensive counterinsurgency
  61. strategies, the other elements of which could be adjusted to capitalize on
  62. or compensate for the effects produced by HVT operations.
  63. • Protecting Potential Moderates. Directing HVT operations against the
  64. most violent and extremist leaders may increase the likelihood of an
  65. eventual political settlement. Many insurgencies have internal divisions
  66. between the more militant leaders and those more politically oriented.
  67. • Capitalizing on Leadership Divisions. Exacerbating or exploiting
  68. leadership fissures, for example by co-opting disaffected insurgent
  69. leaders, can be as effective as targeting a group’s leadership throughmilitary action. (C//NF)
  70.  
  71. The paper aims to convey lessons learned, provide a framework for
  72. evaluating the strategic utility of high-value targeting (HVT) operations,
  73. and assist policymakers and military officers involved in authorizing or
  74. planning HVT operations. Most of our source information relies on
  75. clandestine and defense attache reporting, discussions with HVT
  76. practitioners, a CIA-sponsored study on HVT operations in
  77. counterinsurgencies, and our review of current and historical case
  78. studies. (C//NF)
  79. The two previous papers in the “Best Practices in Counterinsurgency”
  80. series were OTI IA 2007-087 (Secret//NF), Making Insurgent
  81. Defector Programs an Effective Counterinsurgency Tool (C//NF),
  82. 3 December 2007, and OTI IA 2007-016 (Secret//NF), Improving Security
  83. Force Conduct (C//NF), 1 February 2007. (C//NF)
  84.  
  85. Making High-Value Targeting
  86. Operations an Effective
  87. Counterinsurgency Tool (C//NF)
  88. Civilian and military leaders of governments
  89. fighting insurgencies have often turned to highvalue
  90. targeting (HVT) operations to achieve
  91. objectives such as damaging an insurgent group by
  92. depriving it of effective direction and experience,
  93. deterring future guerrilla actions by demonstrating
  94. the consequences, demoralizing rank-and-file
  95. members, promoting perceptions of regime
  96. viability in providing security, and imposing
  97. punishments for past acts, according to a CIA
  98. review of HVT programs worldwide. In evaluating
  99. governments’ experiences with HVT programs, we
  100. studied the cases of Afghanistan (2001-present),
  101. Algeria (1954-62), Colombia (2002-present), Iraq
  102. (2004-present), Israel (1972 to mid-1990s, mid-
  103. 1990s to present), Peru (1980-99), Northern
  104. Ireland (1969-98), and Sri Lanka (1983-
  105. May 2009). We drew additional examples from
  106. Chechnya, Libya, Pakistan, and Thailand. (C//NF)
  107. Potential Strategic Effects of HVT
  108. Operations (C//NF)
  109. A review of HVT operations in
  110. counterinsurgencies worldwide suggests a range of
  111. positive and negative potential effects on conflict
  112. dynamics. Diverse variables, such as insurgent
  113. group characteristics and government capabilities,
  114. make predicting the consequences of HVT
  115. operations difficult.
  116. • Potential positive effects of HVT operations
  117. include eroding insurgent effectiveness,
  118. weakening insurgent will, reducing the level of
  119. High-Value Targeting Defined (C//NF)
  120. We define high-value targeting as focused
  121. operations against specific individuals or networks
  122. whose removal or marginalization should
  123. disproportionately degrade an insurgent group’s
  124. effectiveness. The criteria for designating highvalue
  125. targets will vary according to factors such as
  126. the insurgent group’s capabilities, structure, and
  127. leadership dynamics and the government’s desired
  128. outcome. (C//NF)
  129. insurgent support, fragmenting or splitting the
  130. insurgent group, altering insurgent strategy
  131. or organization in ways that favor the
  132. government, and strengthening government
  133. morale and support.
  134. • Potential negative effects of HVT operations
  135. include increasing insurgent support, causing a
  136. government to neglect other aspects of its
  137. counterinsurgency strategy, provoking insurgents
  138. to alter strategy or organization in ways that
  139. favor the insurgents, strengthening an armed
  140. group’s popular support with the population,
  141. radicalizing an insurgent group’s remaining
  142. leaders, and creating a vacuum into which more
  143. radical groups can enter.
  144. • HVT operations may, by eroding the “rules of
  145. the game” between the government and
  146. insurgents, escalate the level of violence in a
  147. conflict, which may or may not be in a
  148. government’s interest. (C//NF)
  149.  
  150. Impact on Insurgents
  151. Eroding Insurgent Effectiveness. HVT operations
  152. can cause greater disruption than a group can
  153. absorb when strikes outpace a group’s ability to
  154. replace its leaders or when the strikes result in the
  155. loss of individuals with critical skills such as
  156. finance and logistics—who comprise a finite
  157. quantity in any insurgency, according to our
  158. review. HVT operations typically force remaining
  159. leaders to increase their security discipline, which
  160. may compromise a leader’s effectiveness.
  161. • In Colombia, successful HVT strikes against
  162. top insurgent leaders in early 2008, in
  163. conjunction with earlier strikes against secondand
  164. third-tier leaders and finance and logistics
  165. specialists, substantially eroded the
  166. Revolutionary Armed Forces of Colombia’s
  167. (FARC) capabilities, according to clandestine,
  168. Colombian National Police, and US Embassy in
  169. Bogota reporting.1 2 3 4
  170. • In Iraq, Jaysh Muhammad (JM) suffered a
  171. significant setback in late 2004 after British
  172. forces captured the head of JM and his
  173. replacements in short succession, according to
  174. the Jordanian General Intelligence Directorate.5
  175.  
  176. • Usama bin Ladin’s measures to avoid
  177. detection, including his reliance on lowtechnology
  178. communications, his reluctance to
  179. meet with subordinates, and his contentment
  180. with leading from a sequestered distance via
  181. infrequent contact, have affected his ability to
  182. command his organization, according to detainee
  183. reporting.6 7 8 9 10 11 (S//NF)
  184. Weakening Insurgent Will. Leadership losses can
  185. erode morale at all levels of the insurgency and
  186. reinforce the costs and risks of involvement,
  187. especially when no clear succession plan is in
  188. place. The March 2008 death of FARC Secretariat
  189. member Raul Reyes is likely to have seriously
  190. damaged FARC discipline and morale, even
  191. among its leadership, according to a CIA field
  192. commentary.12 Within a week of Reyes’ death,
  193. Secretariat member Ivan Rios was killed by a
  194. bodyguard, and in May 2008 a veteran FARC
  195. commander and ideologue surrendered.13
  196. • Rank-and-file morale also suffered when
  197. HAMAS failed in 2004 to announce the name of
  198. its new leader following the deaths of Sheikh
  199. Yassin and Abdel Aziz al-Rantisi, according to
  200. an academic terrorism expert.14 (S//NF)
  201. Changing the Level of Insurgent Support. The
  202. death or capture of key insurgents may lead to
  203. reduced domestic or foreign support for the group,
  204. as supporters recalculate the insurgent group’s
  205. chances of winning the conflict and consider the
  206. potential costs of backing the losing side. Such a
  207. phenomenon is enhanced when leadership strikes
  208. coincide with other counterinsurgency successes.
  209. • Malaysia’s arrest in 1998 of four top leaders of
  210. the southern Thai separatist insurgent group
  211. Pattani United Liberation Organization (PULO),
  212. in concert with civil-military programs and an
  213. expanded amnesty, led to substantial increases in
  214. separatist defections and a decline in domestic
  215. support for the group, according to reporting
  216. from the US Embassy in Bangkok.15 16 17 (C//NF)
  217. HVT strikes, however, may increase support for
  218. the insurgents, particularly if these strikes enhance
  219. insurgent leaders’ lore, if noncombatants are killed
  220. in the attacks, if legitimate or semilegitimate
  221. politicians aligned with the insurgents are targeted,
  222. or if the government is already seen as overly
  223. repressive or violent. Because of the psychological
  224. nature of insurgency, either side’s actions are
  225. less important than how events are perceived by
  226. key audiences inside and outside the country,
  227. according to an academic expert on
  228. counterinsurgency.18
  229. • Israeli HVT efforts from 2000 to 2002
  230. strengthened solidarity between terrorist groups
  231. and bolstered popular support for hardline
  232. militant leaders, according to US Embassy
  233. officials in Jerusalem and clandestine
  234. reporting.19 20 21 22 23 (S//NF)
  235.  
  236. Fragmenting or Splitting the Insurgent Group.
  237. The removal or marginalization of unifying leaders
  238. can exacerbate divisions in a group and cause it to
  239. fragment. This potential for fragmenting is
  240. especially pronounced when insurgent
  241. organizations are made up of coalitions of groups
  242. or factions.
  243. • The deaths of two senior Libyan Islamic Fighting
  244. Group (LIFG) leaders in a US missile strike in
  245. January 2008 are probably hindering the group’s
  246. merger with al-Qa‘ida and exacerbating divisions
  247. between the LIFG’s North Africa– and Europebased
  248. members.24 25 (S//NF)
  249. Altering Insurgent Strategy or Organization. By
  250. altering internal divisions, an HVT program may
  251. cause an insurgent group to change its goals and
  252. strategy. For example, degradation of an insurgent
  253. group’s leadership may lead the group to shift
  254. from pursuing political goals to engaging in
  255. criminal activity, according to an academic expert
  256. on counterinsurgency.26
  257. • The Iraqi Government has been using HVT
  258. efforts to eliminate irreconcilable Sadrist militant
  259. leaders and moderate the Sadrist movement.27
  260. • In Chechnya, Russia’s HVT efforts between
  261. 2002 and 2006 precluded political resolution of
  262. the conflict and centralized control of the
  263. insurgent movement under jihadist faction leader
  264. Shamil Basayev, according to an academic
  265. expert on counterinsurgency.28 (C//NF)
  266. Some insurgencies adapt to leadership losses by
  267. adopting a decentralized organizational structure
  268. and taking other measures to improve operational
  269. security. HVT efforts can force an insurgency with
  270. an aboveground political or propaganda wing to go
  271. purely underground to protect its leaders.
  272. • The arrest of four senior PULO leaders in 1998
  273. prompted another southern Thai insurgent group,
  274. the Barisan Revolusi Nasional-Coordinate
  275. (BRN-C), to decentralize command and control
  276. to improve operational security, according to
  277. reporting from the US Embassy in
  278. Bangkok.29 (C//NF)
  279. Impact on Governments
  280. Conducting HVT operations can positively or
  281. negatively affect a government’s
  282. counterinsurgency effort, for example by
  283. strengthening the morale of and support for the
  284. government or by misdirecting government focus.
  285. Because both insurgents and counterinsurgents
  286. communicate with the wider audience as they
  287. fight, a government may find that HVT successes
  288. send a message to the government’s supporters
  289. that the state is taking serious steps to attack
  290. the insurgency.
  291. • Public support for the Colombian Government
  292. solidified in the wake of the killing of FARC
  293. Secretariat member Raul Reyes in March 2008,
  294. with President Alvaro Uribe’s approval rating
  295. increasing from the mid-70-percent range to as
  296. high as 84 percent, according to a US press
  297. report and a CIA field commentary.30 31 (S//NF)
  298. HVT operations can capture the attention of
  299. policymakers and military planners to the extent
  300. that a government loses its strategic perspective on
  301. the conflict or neglects other key aspects of
  302. counterinsurgency. Since 2004, the Thai
  303. Government’s fixation on targeting southern
  304. insurgent leaders—which in the late 1990s proved
  305. effective against an earlier generation of
  306. insurgents—has caused Bangkok to misperceive
  307. the decentralized nature of the movement and miss
  308. opportunities to counter it, according to reporting
  309. from the US Embassy in Bangkok.32 (C//NF)
  310. Diverse Factors Shape the Contributions of
  311. HVT Operations to Counterinsurgency
  312. Outcomes (C//NF
  313. Insurgent group characteristics, such as
  314. organizational structure, and government factors,
  315. such as the effectiveness of military and
  316. nonmilitary counterinsurgency instruments, shape
  317. an insurgent group’s vulnerability to leadership
  318. losses, according to a review of HVT operations worldwide. (C//NF)
  319.  
  320. Insurgent Group Factors
  321. Structure. Groups are most susceptible to
  322. leadership losses when they are centralized and
  323. personality driven, according to our study, and
  324. organizations with more decentralized structures,
  325. such as HAMAS and al-Qa‘ida, usually have more
  326. capacity to adapt and regenerate after suffering
  327. losses from HVT operations. Effective insurgent
  328. leaders possess a rare combination of initiative,
  329. charisma, strategic vision, and communications
  330. skills, according to former insurgents.33
  331. • The Taliban’s military structure blends a topdown
  332. command system with an egalitarian
  333. Afghan tribal structure that rules by
  334. consensus, making the group more able to
  335. withstand HVT operations, according to
  336. clandestine and US military reporting.34 35 36 37 38
  337. 39 40 41 42 43 44 45
  338. • Like al-Qa‘ida networks outside Iraq, al-Qa‘ida
  339. in Iraq (AQI) as of late 2008 delegated
  340. considerable operational control to local leaders,
  341. a practice that, until early 2007, allowed AQI to
  342. weather leadership losses such as the death of
  343. Abu-Musab al-Zarqawi, according to clandestine
  344. and US diplomatic reporting.46 47 48
  345. • Peru’s Shining Path, which was highly
  346. centralized and based on a cult of personality,
  347. could not recover from the 1992 capture of
  348. founder Abimael Guzman and most of the
  349. group’s senior leaders. (S//NF)
  350. Succession Planning and Bench Strength.
  351. Insurgent groups’ succession planning, breadth and
  352. depth of military and political competence, and
  353. ability to elevate promising commanders through
  354. their ranks contribute to their resilience to HVT
  355. operations. The Taliban and al-Qa‘ida can most
  356. likely replace lost leaders, especially at the middle
  357. level. Numerous al-Qa‘ida leaders oversee external
  358. operations, minimizing the disruptive impact of
  359. individual losses, according to clandestine
  360. reports.49 50 (C//NF)
  361. Level of Visibility. Leadership losses may have
  362. different effects on insurgent groups using
  363. strategies requiring a public face than on highly
  364. clandestine groups. The loss of visible public
  365. figures has wider psychological repercussions than
  366. the loss of underground leaders, according to an
  367. academic expert on counterinsurgency.51
  368. • Since Hizballah and HAMAS carry out state-like
  369. functions, such as providing health-care services,
  370. these groups’ leaders have prominent public
  371. profiles. The public may have little awareness of
  372. the leaders of clandestine groups such as AQI,
  373. which exercise limited parallel governance
  374. roles. (C//NF)
  375. Life Cycle Stage. Insurgencies, like other
  376. organizations, are more fragile and more
  377. dependent on a few individuals during their
  378. formative stage—or late in their life cycle when
  379. they are in decline—than during their mature
  380. middle stage, according to an academic expert on
  381. counterinsurgency.52 (C//NF)
  382. Cause and Popular Support. An insurgent group’s
  383. unifying cause, deep ties to its constituency, or a
  384. broad support base can lessen the impact of
  385. leadership losses by ensuring a steady flow of
  386. replacement recruits, according to academic
  387. experts on counterinsurgency.53 54 HAMAS’s
  388. highly disciplined nature, social service network,
  389. and reserve of respected leaders allowed it
  390. to reorganize after the killing of leaders
  391. Sheikh Yassin and Abdel Aziz al-Rantisi in
  392. 2004, according to the International Crisis
  393. Group.55 56 (C//NF)
  394. Existence of Sanctuary. Internal and external
  395. sanctuaries often provide major advantages to
  396. insurgent groups, according to an academic expert
  397. on counterinsurgency,57 sometimes allowing a
  398. group’s leader to evade government forces for
  399. decades. Strikes in previously impenetrable
  400. sanctuaries can produce disproportionate effects
  401. such as demoralization of remaining leaders
  402.  
  403. • Sanctuary provided by Iran allows Iraq’s Sadrist
  404. militants to train, rearm, recuperate, and evade
  405. capture, according to US military and clandestine
  406. reporting.58 59 60
  407. • In southern Thailand, the temporary loss of
  408. longstanding Malaysian sanctuary in 1998 was a
  409. major factor in the collapse of PULO’s armed
  410. wing during this period, according to the US
  411. Embassy in Bangkok.61 62 (S//NF)
  412. Government Factors
  413. Duration and Intensity of HVT Operations.
  414. Extensive and protracted HVT operations can
  415. substantially degrade an insurgency, as military
  416. pressure on the group outpaces its ability to replace
  417. leaders. Short or inconsistently conducted HVT
  418. campaigns may weed out insurgents who are less
  419. security conscious or not as important, while
  420. sparing the most-talented ones.
  421. • In Iraq, the June 2006 death of Abu Musab alZarqawi
  422. produced no initial drop in AQI attacks,
  423. but the strike’s impact on Sunni perceptions may
  424. have helped the Awakening Movement become a
  425. viable force in mid-2006, according to an
  426. academic expert on counterinsurgency.63 AQI
  427. had suppressed this movement’s earlier attempts
  428. to organize in 2005, according to the same
  429. academic expert.64 (C//NF)
  430. Choice of HVT Method. Governments can use
  431. variables such as culture and the likelihood of
  432. collateral damage to assess whether desired effects
  433. produced by HVT methods are best achieved by
  434. capturing insurgent leaders, using psychological
  435. operations to marginalize them, or conducting
  436. kinetic strikes. Captures help to demythologize
  437. insurgent leaders in cultures with a strong warrior
  438. ethos, according to an academic expert on
  439. counterinsurgency, and may be preferable because
  440. of insurgent leaders’ interrogation value.65
  441. • Capture or refraining from lethal operations may
  442. be warranted if the government’s goal is to
  443. integrate an insurgent group into the political
  444. process. For example, the Iraqi Government has
  445. chosen not to target Muqtada al-Sadr and many
  446. of his top aides because of political sensitivities,
  447. according to clandestine reports.66 67
  448. • Capturing leaders may have a limited
  449. psychological impact on a group if members
  450. believe that captured leaders will eventually
  451. return to the group, according to an academic
  452. expert on counterinsurgency, or if those leaders
  453. are able to maintain their influence while in
  454. government custody, as Nelson Mandela did
  455. while incarcerated in South Africa. (S//NF)
  456. The tendency of some insurgent groups to adapt to
  457. HVT efforts by becoming more decentralized
  458. suggests that a functional approach to targeting,
  459. aimed at sources of insurgent strength such as
  460. logistics and finances, can in some circumstances
  461. be more effective than targeting the group’s
  462. leadership structure. Similarly, targeting top
  463. leaders may be politically impossible if a
  464. government has decided that a group should be
  465. managed rather than targeted for total defeat, as in
  466. the case of Baghdad’s approach to Sadrist
  467. militants. In these cases, a government may adopt
  468. a pruning approach intended to stunt an
  469. organization’s growth, interrupt sources of supply,
  470. or isolate portions of an insurgent network.
  471. • AQI’s top leaders exercise strategic control of
  472. the organization but delegate attack planning to
  473. local leaders, allowing operations to continue
  474. even when leadership positions are vacant,
  475. according to clandestine and US military
  476. reporting.68 69 70 71 72 Removing individuals who
  477. are important to the organization’s core
  478. functions—such as those running its carbombing
  479. networks—has had a more
  480. demonstrable effect on AQI than disruptions of
  481. its senior command.
  482. • A pruning approach can be used to remove
  483. effective midlevel leaders, protect incompetent
  484. leaders or restore them to positions of authority,
  485. separate insurgent personalities from potential
  486. sources of government sponsorship, or protect
  487. human sources that are collecting intelligence onthe networks. (S//NF)
  488.  
  489. Best Practices Offer Guidelines in Planning
  490. HVT Operations (C//NF)
  491. Governments successful in their use of HVT
  492. operations have placed a measured degree of
  493. emphasis on them while not neglecting other
  494. aspects of counterinsurgency strategy, according to
  495. our review. We identified several best practices
  496. that can be applied when planning or evaluating
  497. HVT operations. (C//NF)
  498. Identifying Desired Outcome. Because HVT
  499. operations can have unforeseen effects, such as
  500. empowering radical leaders, operations tend to be
  501. most successful when governments are clear about
  502. the desired impact on the insurgent group’s
  503. trajectory. If a government’s goal is a negotiated
  504. resolution of the conflict, officials may want to
  505. avoid HVT or adopt a pruning strategy, instead
  506. placing emphasis on drawing the insurgents into
  507. the political process.
  508. • An aggressive HVT strategy risks fragmenting
  509. an insurgency or causing it to devolve into
  510. terrorist or criminal activity, according to an
  511. academic expert on counterinsurgency.73 (C//NF)
  512. Basing Decisions on Knowledge of an Insurgent
  513. Group’s Internal Workings. Governments’
  514. successful use of HVT operations—such as the
  515. British strategy in Northern Ireland that led to a
  516. peace settlement—generally draws on a deep
  517. understanding of the targeted group’s internal
  518. workings and specific vulnerabilities, which is
  519. usually gained by penetrating the group or
  520. debriefing defectors. Social, ethnic, or ideological
  521. differences among leaders and members and
  522. within leadership groups offer vulnerabilities to
  523. exploit, according to an academic expert on
  524. counterinsurgency.74
  525. • Information from high-level Irish Republican
  526. Army (IRA) assets, including the head of the
  527. group’s internal security unit, allowed British
  528. military intelligence to undermine the IRA,
  529. according to a Western press report.75 (C//NF)
  530. Integrating HVT Operations With Other
  531. Elements of Counterinsurgency Strategy.
  532. Governments successful in their use of HVT
  533. operations have integrated them into broader
  534. counterinsurgency strategies. How well a
  535. government conducts the other military and
  536. nonmilitary elements of its counterinsurgency
  537. campaign is a major factor that shapes the HVT
  538. programs’ contributions to overall
  539. counterinsurgency success, according to our
  540. review. Governments can adjust these elements to
  541. capitalize on or compensate for the effects
  542. produced by HVT operations.
  543. • HVT strikes can complement conventional
  544. military operations by establishing an overall
  545. operational tempo, for example by setting the
  546. stage for follow-on activities such as clearing
  547. operations in insurgent-held territory.
  548. • In Iraq, counterinsurgency operations
  549. emboldened a Sunni backlash against AQI,
  550. which magnified the impact of HVT operations
  551. by spurring defections and limiting AQI’s ability
  552. to recruit new members and reconstitute after
  553. losses, according to clandestine and US
  554. diplomatic reporting.76 77 78 79
  555. • Colombia has used HVT operations since
  556. 2002 in concert with information operations
  557. and conventional military operations,
  558. including efforts to extend the reach of
  559. governance, amnesty, reward, and defector
  560. programs, according to a CIA field
  561. commentary.80 81 (S//NF)
  562. Protecting Potential Moderates. Directing HVT
  563. operations against the most violent and extremist
  564. leaders may increase the likelihood of an eventual
  565. political settlement. Most insurgencies have
  566. internal divisions between the more militant and
  567. more politically oriented leaders, according to
  568. academic experts on counterinsurgency.82 83
  569. • The British may have used an HVT strategy over
  570. a substantial period of time to moderate the IRA
  571. leadership by protecting Gerry Adams and Martin McGuinness while allowing some of their
  572. radical rivals to be eliminated, according to a
  573. book by an Irish journalist.84 85
  574. • The French in Algeria may have diminished
  575. chances for a negotiated solution when they
  576. inadvertently strengthened the hand of radical
  577. Algeria-based National Liberation Front (FLN)
  578. leaders by capturing the moderate, externally
  579. based, and nominal FLN chief Ahmad Ben Bella
  580. in 1956, according to academic experts on
  581. counterinsurgency.86 87 (C//NF)
  582. Capitalizing on Leadership Divisions.
  583. Exacerbating or exploiting leadership fissures, for
  584. example by co-opting disaffected insurgent
  585. leaders, can be as effective as targeting a group’s
  586. leadership militarily. The Sri Lankan Government
  587. achieved substantial gains when it exploited a
  588. Liberation Tigers of Tamil Eelam leadership split
  589. by cooperating with Colonel Karuna, leader of a
  590. breakaway faction in the country’s Eastern
  591. Province.88 (C//NF)
  592.  
  593. Appendix A
  594. Selected High-Value Targeting Cases (U)
  595. Afghanistan—Taliban, 2001-Present
  596. The Coalition has led a sustained effort since 2001 to
  597. target Taliban leaders, but the government’s limited
  598. influence outside of Kabul has impeded integration of
  599. high-value targeting (HVT) efforts with other military
  600. and nonmilitary counterinsurgency elements, such as
  601. reconciliation programs. Afghan Government
  602. corruption and lack of unity, insufficient strength of
  603. Afghan and NATO security forces, and the country’s
  604. endemic lawlessness have constrained the
  605. effectiveness of these counterinsurgency elements.
  606. Senior Taliban leaders’ use of sanctuary in Pakistan
  607. has also complicated the HVT effort. Moreover, the
  608. Taliban has a high overall ability to replace lost
  609. leaders, a centralized but flexible command and
  610. control overlaid with egalitarian Pashtun structures,
  611. and good succession planning and bench strength,
  612. especially at the middle levels, according to
  613. clandestine and US military reporting.89 90 91 92 93 94 95
  614. 96 97 98 99 100 (S//NF)
  615. Algeria—FLN, 1954-62
  616. The National Liberation Front (FLN) began a revolt
  617. in 1954 against French rule in Algeria with the goal
  618. of establishing an independent state. The group’s
  619. campaign of urban terrorism, intended to provoke a
  620. French overreaction that targeted the general Algerian
  621. population, succeeded, and the resulting loss of
  622. civilians increased the FLN’s popularity, according to
  623. an academic study.101 French efforts to target FLN
  624. leaders included intelligence-driven commando raids
  625. on insurgent hideouts, according to a former
  626. insurgent,102 and culminated in the 1956 capture of
  627. FLN chief Ahmad Ben Bella and four other top
  628. leaders during a flight from Rabat to Tunis.103 104 Ben
  629. Bella was a relative moderate among the FLN
  630. leadership, and his capture enhanced the influence of
  631. radical Algeria-based leaders, according to academic
  632. studies.105 106 French military gains from 1956 to
  633. 1958 shifted the conflict sharply against the
  634. insurgents, according to a RAND study.107 However,
  635. the draconian measures taken to quell the insurgency
  636. eroded French domestic and international support for
  637. the effort, resulting in Algeria achieving
  638. independence in 1962, according to the RAND
  639. study.108 (C//NF)
  640. Colombia—FARC, 2002-Presentb
  641.  
  642. For most of Colombia’s history, political transitions
  643. have resulted from successful insurrections by the
  644. party out of power, according to a research institute
  645. study.109 The Revolutionary Armed Forces of
  646. Colombia (FARC), a Marxist-Leninist insurgent
  647. organization, began waging a guerrilla war in 1964
  648. and uses the drug trade to support its military and
  649. political activities. President Alvaro Uribe, following
  650. his 2001 inauguration, made targeting senior and
  651. midlevel FARC leaders a major element of Bogota’s
  652. counterinsurgency campaign. After several years of
  653. failures and near misses, Bogota began a series of
  654. successful HVT strikes in 2007, following
  655. improvements in intelligence, strike accuracy,
  656. mission planning and deployment, operational
  657. security, and interservice coordination, according to
  658. US Embassy in Bogota reporting.110 Colombia has
  659. effectively integrated the HVT effort into its broader
  660. counterinsurgency strategy and has capitalized on the
  661. psychological impact produced by the strikes to boost
  662. the government’s legitimacy and to erode insurgent
  663. morale, according to a body of clandestine,
  664. Colombian National Police, and US Embassy in
  665. Bogota reporting.111 112 113 114 115 (C//NF)
  666. Iraq—AQI, 2004-Present
  667. Al-Qa‘ida in Iraq (AQI)—earlier known as the
  668. Zarqawi network—became a primary focus of
  669. Coalition HVT operations in early 2004 as the group
  670. began to release public statements and jockey for
  671. primacy in the Iraqi insurgency. AQI initially lost
  672. several iterations of its senior leadership and
  673.  
  674. b
  675. Colombia’s counterinsurgency campaign has been
  676. waged since 1964, but our survey looked only at
  677. Colombia’s recent HVT efforts. (U)
  678.  
  679. numerous local emirs, but these losses initially did
  680. little to slow AQI’s momentum, according to
  681. clandestine and US diplomatic reporting.116 117 118
  682. HVT operations in 2007, however, complemented
  683. broader Coalition and Iraqi Sunni actions against
  684. AQI, such as efforts to cut AQI off from its support
  685. base, and have contributed to its decline since that
  686. time, according to clandestine and US diplomatic
  687. reporting.119 120 121 122 (S//NF)
  688. Israel—Hizballah and HAMAS, Mid-1990sPresent
  689.  
  690. In the mid-1990s, Israel’s targeting efforts shifted
  691. from secular rejectionist groups to Islamist militant
  692. enemies, culminating in a targeted-killings campaign
  693. during the Second Intifada. In contrast to the
  694. Palestine Liberation Organization (PLO) and secular
  695. rejectionist groups, HAMAS and Hizballah presented
  696. Israel with decentralized command structures,
  697. compartmented leadership, strong succession
  698. planning, and deep ties to their communities, making
  699. the groups highly resilient to leadership losses,
  700. according to the International Crisis Group.123 124 The
  701. absence of other counterinsurgency measures such as
  702. amnesty programs limited the HVT programs’
  703. contributions to Israel’s overall security efforts,
  704. according to an academic expert on
  705. counterinsurgency.125 (C//NF)
  706. Israel—PLO and Secular Rejectionist Groups,
  707. 1972–Mid-1990s
  708. Following the killing of 11 Israeli athletes during the
  709. Munich Olympics in September 1972 by the Black
  710. September faction of the PLO Fatah organization,
  711. Israeli leaders initiated a multidecade effort to
  712. eliminate PLO leaders. The subsequent killings of
  713. suspected PLO militants across Europe and the
  714. Middle East included low-ranking officials with
  715. questionable connections to the Munich events, as
  716. well as a Moroccan waiter in Lillehammer, Norway,
  717. who had no connection to terrorism, according to a
  718. book by a British journalist.126 The program’s secrecy
  719. prevented its integration with other diplomatic and
  720. military initiatives. International pressure following
  721. the July 1973 death of the Moroccan waiter forced
  722. Israel to curtail the effort.127 The PLO had a highly
  723. centralized and personality-driven command structure
  724. that made it vulnerable to leadership strikes, but the
  725. limited number of successful Israeli strikes suggests
  726. that group’s strong operational security protected it
  727. against the loss of top figures. (C//NF)
  728. Northern Ireland—IRA, 1969-98
  729. The Irish Republican Army (IRA) emerged from the
  730. Anglo-Irish War of 1919-21 and has pursued the
  731. political objective of a united Ireland on behalf of
  732. nationalists among the Catholic minority, according
  733. to an academic study.128 “The Troubles” in Northern
  734. Ireland began in 1969 and ended with the 1998 Good
  735. Friday Agreement. Extensive high-level penetrations
  736. of the Provisional Irish Republican Army (commonly
  737. referred to as IRA) gave the British visibility into the
  738. group’s leadership dynamics, internal ideological
  739. conflicts, and operational plans, according to a US
  740. press report and a book by an Irish journalist.129 130
  741. IRA leader Gerry Adams initiated a secret peace
  742. dialog with the British in 1986 in which he identified
  743. himself as far outside the mainstream IRA leadership
  744. in his willingness to accept an eventual nonviolent
  745. settlement of the conflict, according to the same book
  746. by an Irish journalist.131 This dialog suggests that the
  747. British saw an interest in protecting him and members
  748. of his faction, which included Martin McGuinness.
  749. Acting on intelligence gained through penetrations,
  750. the British eliminated some radical IRA members
  751. who could have obstructed the peace process or
  752. challenged the Adams faction for leadership of the
  753. group, according to the same book by an Irish
  754. journalist.132 (C//NF)
  755. Peru—Shining Path, 1980-99
  756. Abimael Guzman, a philosophy professor and
  757. administrator at a provincial university, founded the
  758. Maoist insurgent group Sendero Luminoso (Shining
  759. Path or SL) in 1970.133 SL launched an armed
  760. struggle in 1980, seeking to topple Peru’s social order
  761. and to impose a new utopian society. From 1980 to
  762. 1992, the group was a dogmatic, centralized, and
  763. disciplined movement that revolved around its
  764. charismatic leader, who skillfully maintained control
  765. of SL’s leadership cadre through manipulation,
  766. according to an academic expert on
  767. counterinsurgency.134 135 In what may be a
  768. government’s most decisive use of HVT, according to
  769. an academic expert on counterinsurgency, Lima’s
  770. security forces managed to capture Guzman and
  771. almost all of the group’s senior leadership in a brief
  772. period beginning in September 1992.136 SL remnants
  773. have tried to regain traction since the early 1990s but
  774. have been unable to overcome the setbacks of a
  775. movement built around a cult of personality. (C//NF)
  776. Sri Lanka—LTTE, 1983-May 2009
  777. The Liberation Tigers of Tamil Eelam (LTTE) sought
  778. autonomy for the Tamils of northern and eastern Sri
  779. Lanka since the group’s inception in 1972. Velupillai
  780. Prabhakaran, a radical student, founded the group in
  781. response to the adoption of a new constitution
  782. institutionalizing Sinhalese domination, according to
  783. an academic study.137 The LTTE became one of the
  784. world’s most ruthless and resourceful ethnonationalist
  785. insurgent movements, fighting the Sri Lankan
  786. Government to a stalemate that led to a cease-fire in
  787. 2002. The LTTE used the lapse in fighting to rearm
  788. and train, resuming hostilities in mid-2004, according
  789. to a research institute study.138 In response, Colombo
  790. has stepped up efforts to target top LTTE leadership.
  791. The Sri Lankan Air Force, in November 2007 and
  792. January 2008, used antibunker bombs to target
  793. Prabhakaran and other top LTTE leaders, according
  794. to a clandestine source claiming firsthand access.139
  795. Geocoordinate information provided by a former
  796. bodyguard of Prabhakaran’s contributed to an
  797. accurate Sri Lankan military bombing raid that killed
  798. LTTE political spokesman S.P. Tamilchelvan and
  799. other LTTE leaders on 2 November 2007, according
  800. to a clandestine source with whom a relationship was
  801. just beginning.140 The Sri Lankan Government
  802. claimed to have killed Prabhakaran and most of the
  803. LTTE’s senior leadership in conventional military
  804. operations in April and May 2009, according to a US
  805. military report and a Western press report.141
  806. 142(S//NF)
  807. ------------------------------------------------------------------------------------------------------
  808. A Framework for Use in Planning or Evaluating High-Value Targeting Operations (C//NF)
  809. ------------------------------------------------------------------------------------------------------
  810.  
  811. This framework, which can be used when considering the introduction of a high-value targeting (HVT) program or
  812. evaluating one already under way, outlines potential strategic effects of HVT operations, factors that shape HVT
  813. programs’ effectiveness, and best practices identified in a review of current and historical HVT programs. (C//NF)
  814.  
  815. Potential Strategic Effects of HVT Operations (C//NF)
  816. Eroding Insurgent Effectiveness. HVT operations can cause greater disruption than a group can absorb when military
  817. pressure outpaces a group’s ability to replace its leaders or results in the loss of individuals with critical skills. (C//NF)
  818. Weakening Insurgent Will. Leadership losses can erode morale at all levels and reinforce the costs and risks of involvement,
  819. especially when the group has no clear succession plan in place. (C//NF)
  820. Changing the Level of Insurgent Support. The death or capture of key insurgents may lead to reduced domestic or foreign
  821. support for the group, as supporters recalculate the insurgent group’s chances of winning the conflict, or may increase
  822. support for the insurgents, particularly if these strikes enhance insurgent leaders’ lore. (C//NF)
  823. Fragmenting or Splitting the Insurgent Group. The removal or marginalization of unifying leaders can exacerbate divisions
  824. in a group and cause it to fragment, particularly when the group is made up of coalitions or factions. (C//NF)
  825. Altering Insurgent Strategy or Organization. An HVT program may lead an insurgent group to change its goals and
  826. strategy. By altering internal divisions, an HVT program may push an insurgency toward a more moderate or militant
  827. approach. Some insurgencies adapt to leadership losses by adopting a flat organizational structure and taking other
  828. measures to improve operational security, such as dismantling an aboveground political wing. (C//NF)
  829. Strengthening Government Morale and Support. Because both insurgents and counterinsurgents communicate with the
  830. wider audience as they fight, a government may find that HVT successes send a message to the government’s supporters
  831. that the state is taking serious steps to attack the insurgency. (C//NF)
  832. Misdirecting Government Focus. HVT operations can capture the attention of policymakers and military planners
  833. to the extent that a government loses its strategic perspective on the conflict or neglects other key aspects of
  834. counterinsurgency. (C//NF)
  835.  
  836. Best Practices in HVT Operations (C//NF)
  837. Identifying Desired Outcome. Because HVT operations can have unforeseen effects, governments tend to be most
  838. successful when they are clear about the desired impact on the insurgent group’s trajectory. (C//NF)
  839. Basing Decisions on Knowledge of an Insurgent Group’s Internal Workings. Governments’ successful use of HVT
  840. operations generally draw on a deep understanding of the targeted group’s internal workings and specific vulnerabilities,
  841. which is usually gained by penetrating the group or debriefing defectors. (C//NF)
  842. Integrating HVT Operations With Other Elements of Counterinsurgency Strategy. Governments with effective HVT
  843. programs have integrated them into comprehensive counterinsurgency strategies, the other elements of which could be
  844. adjusted to capitalize on and compensate for the effects produced by HVT operations. (C//NF)
  845. Protecting Potential Moderates. Directing HVT operations against the most violent and extremist leaders may increase the
  846. likelihood of an eventual political settlement. Most insurgencies have internal divisions between the more militant leaders and
  847. those more politically oriented. (C//NF)
  848. Capitalizing on Leadership Divisions. Exacerbating or exploiting leadership fissures, for example by co-opting disaffected
  849. insurgent leaders, can be as effective as targeting a group’s leadership militarily. (C//NF)
  850.  
  851. Factors Shaping the Contributions of HVT Operations to Counterinsurgency
  852. Outcomes (C//NF)
  853. Insurgent Group Factors
  854. Structure. Groups are most susceptible to leadership losses when they are centralized and personality driven, while
  855. organizations with more decentralized structures usually have more capacity to adapt and regenerate after suffering
  856. leadership losses. (C//NF)
  857. Succession Planning and Bench Strength. Insurgent groups’ succession planning, breadth and depth of military and
  858. political competence, and ability to elevate promising commanders through their ranks contribute to their resilience. (C//NF)
  859. Level of Visibility. Leadership losses may have different effects against insurgent groups using strategies requiring a public
  860. face than on highly clandestine groups. (C//NF)
  861. Life Cycle Stage. Insurgencies, like other organizations, are more fragile and more dependent on a few individuals during
  862. their formative stage or late in their life cycle when they are in decline. (C//NF)
  863. Cause and Popular Support. A unifying cause, deep ties to its constituency, or a broad support base can lessen the impact
  864. of leadership losses by ensuring a steady flow of replacement recruits. (C//NF)
  865. Existence of Sanctuary. HVT efforts are likely to be less effective when insurgents have an external sanctuary or when
  866. political factors prevent them from being killed or captured. (C//NF)
  867. Government Factors
  868. Duration and Intensity of HVT Operations. Because the effects of HVT operations may not be visible for some time,
  869. governments may need to sustain the operations as long as there is a strategic rationale. Extensive and protracted HVT
  870. operations can substantially degrade an insurgency, but short or erratically conducted HVT campaigns may weed out only the
  871. less security-conscious insurgents. (C//NF)
  872. Choice of HVT Method. Governments can use variables such as culture and the likelihood of collateral damage to determine
  873. whether capturing or using psychological operations to marginalize insurgent leaders is more likely to produce desired effects
  874. than kinetic strikes. Targeting sources of insurgent strength, for example logistics and finances, may be more effective than
  875. targeting the leadership of a decentralized group. (C//NF)
  876. Visibility Into Group. A government’s visibility into an insurgent group’s inner workings, such as leadership dynamics and the
  877. distribution of critical skills, can improve HVT outcomes. (C//NF)
  878. Effectiveness of Other Military and Nonmilitary Counterinsurgency Instruments. How well a government conducts the
  879. non-HVT elements of its counterinsurgency campaign and how integrated the HVT program is with other elements will shapethe impact of the HVT effort. (C//NF)
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