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  1. Advances in the development of universal influenza
  2. vaccines
  3. Sarah C. Gilbert
  4. Jenner Institute, University of Oxford, Oxford, UK.
  5. Correspondence: Sarah C. Gilbert, The Jenner Institute, University of Oxford, Old Road Campus Research Building (ORCRB), Roosevelt Drive,
  6. Oxford, UK. E-mail: [email protected]
  7. Accepted 16 August 2012. Published Online 24 September 2012.
  8. Despite the widespread availability and use of influenza vaccines,
  9. influenza still poses a considerable threat to public health.
  10. Vaccines against seasonal influenza do not offer protection against
  11. pandemic viruses, and vaccine efficacy against seasonal viruses is
  12. reduced in seasons when the vaccine composition is not a good
  13. match for the predominant circulating viruses. Vaccine efficacy is
  14. also reduced in older adults, who are one of the main target
  15. groups for vaccination. The continual threat of pandemic
  16. influenza, with the known potential for rapid spread around the
  17. world and high mortality rates, has prompted researchers to
  18. develop a number of novel approaches to providing immunity to
  19. this virus, focusing on target antigens which are highly conserved
  20. between different influenza A virus subtypes. Several of these have
  21. now been taken into clinical development, and this review
  22. discusses the progress that has been made, as well as considering
  23. the requirements for licensing these new vaccines and how they
  24. might be used in the future.
  25. Keywords Clinical, influenza, vaccine.
  26. Please cite this paper as: Sarah C. Gilbert. (2012) Advances in the development of universal influenza vaccines. Influenza and Other Respiratory Viruses
  27. DOI: 10.1111/irv.12013.
  28. Introduction
  29. The word ‘universal’ has two meanings in the context of
  30. influenza vaccines; vaccines that protect against all influenza viruses, and the vaccination of the entire population
  31. against influenza. This review will cover primarily the former, but will also discuss how these new vaccines could be
  32. used in vaccination policies of the future.
  33. Currently licensed seasonal influenza vaccines, whether
  34. inactivated or live attenuated, split or whole virion, adjuvanted or not, induce antibodies against the highly polymorphic head of the viral haemagglutinin (HA). As the
  35. proportion of the human population with effective antibodies to the HA of the circulating virus increases following infection and recovery, or vaccination, variants of the
  36. virus capable of escaping this immunity by virtue of
  37. mutated HA sequences that either change the protein
  38. sequence or shield it by glycosylation are selected, resulting
  39. in continual antigenic drift of the circulating viruses. The
  40. immunodominant antibody responses induced by vaccination are in most cases highly specific for the HA molecules
  41. that were included in the vaccine, and when there is a significant mismatch between the vaccine and circulating
  42. virus, the vaccine efficacy is markedly reduced.
  43. 1
  44. Periodic
  45. Influenza A pandemics occur when a virus of a new subtype infects humans and is transmissible resulting in rapid
  46. spread of the new virus to multiple geographic locations.
  47. The absence of antibodies specific for the pandemic HA
  48. results in an increased number of susceptible individuals,
  49. and high numbers of human infections occur until after a
  50. few years the majority of the population has been exposed
  51. and immune selection pressure again results in antigenic
  52. drift of the pandemic virus, which then becomes the current seasonal influenza virus. Current vaccine formulations
  53. require the precise HA sequence of the circulating virus to
  54. be known to produce the vaccine, resulting in a lag of several months before large numbers of doses of a new vaccine
  55. can be produced once a new pandemic virus has been
  56. identified. The realization from 2004 onwards that H5N1
  57. viruses were repeatedly causing infections in humans,
  58. despite the fact that human-to-human transmission had
  59. only been observed in rare cases involving extremely high
  60. exposure, highlighted our susceptibility to influenza A pandemics, and resulted in new approaches to influenza vaccine development being undertaken. Three main strategies
  61. employing conserved regions of the influenza virus as antigens have emerged as potential solutions, and these will be
  62. reviewed below.
  63. DOI:10.1111/irv.12013
  64. www.influenzajournal.com
  65. Review Article
  66. ª 2012 Blackwell Publishing Ltd 1Animal models for testing candidate
  67. influenza vaccines
  68. Although this review will focus on data from clinical trials,
  69. all of the vaccines discussed will have been tested in preclinical animal models prior to initiating clinical studies.
  70. The species used are most commonly mice, ferrets and
  71. macaques, as reviewed by Bodewes et al.
  72. 2
  73. In mice, the pathogenesis of the infection does not resemble that of humans,
  74. and viruses for challenge experiments have to be adapted to
  75. infect mice. There are limited T cell reagents available for
  76. use in ferrets, which also appear to be highly susceptible to
  77. influenza A virus infection, perhaps more so than humans,
  78. and supply of sufficient quantities of animals can be a limiting factor in planning experiments. The immune system of
  79. a macaque is very similar to that of a human, and experimental data obtained in this model is a better predictor of
  80. the outcome in humans, but the cost of conducting experiments in an ethically approved manner, particularly when
  81. high-level containment is required for virus challenge, prevents the model from being used extensively. Pigs have also
  82. been used to test influenza vaccines
  83. 3
  84. and have the advantage
  85. that there is no shortage of supply, reagents are available for
  86. T cell analysis, and they can be infected with viruses of
  87. many different subtypes as both a-2,3- and a-2,6-galactose
  88. sialic acid linkages are present on cells lining the pig trachea,
  89. 4
  90. which provides an opportunity to study heterosubtypic protection induced by vaccination. A recent
  91. comparison of pandemic H1N1 vaccines in pigs
  92. 5
  93. produced
  94. data that were in close agreement with a similar study in
  95. humans,
  96. 6
  97. providing further support for the greater use of
  98. this model in future. However all of these models have the
  99. disadvantage that they cannot mimic the complex immune
  100. memory to influenza A virus found in humans after a lifetime of repeated exposures, and the results of experimental
  101. studies must be interpreted with this in mind.
  102. Anti-M2e antibodies
  103. The M2 protein forms a proton-selective ion channel which
  104. plays an important role in virus morphogenesis and assembly. It consists of only 96 amino acid residues, of which 23
  105. are present on the surface of the virion, and only five of
  106. these exhibit any significant degree of polymorphism.
  107. 7
  108. Although present in low abundance on the surface of the
  109. virion, M2 is also found on the surface of virus-infected
  110. cells, with approximately twice as many M2 molecules than
  111. HA molecules reported. Anti-M2e antibodies are not found
  112. following influenza infection, but can be induced by vaccination. These antibodies are not virus neutralizing, and
  113. most likely act via antigen-dependent cell cytotoxicity or
  114. complement-dependent cytotoxicity.
  115. 8
  116. Various strategies
  117. have been employed to increase the immunogenicity of
  118. M2e vaccines in animal models and a number of studies
  119. have reported partial protection against lethal challenge
  120. and decreased viral shedding following induction of antiM2e antibodies in mice.
  121. 9–11
  122. In pigs, contrasting results
  123. have reported either exacerbation of disease following
  124. influenza challenge,
  125. 12
  126. or partial protection with reduction
  127. in macroscopic lung lesions, but no reduction in virus
  128. shedding.
  129. 13
  130. Clinical trials have been undertaken by Sanofi Pasteur
  131. using the vaccine ACAM-FLU-A, which was found to be
  132. well tolerated, with no serious side effects. Antibody
  133. responses to M2e were induced in the majority of subjects.
  134. VaxInnate has also completed a Phase I trial of M2e fused
  135. to flagellin, again demonstrating immunogenicity with IgG
  136. specific for M2e detected in 96% of subjects after the second dose and acceptable vaccine safety.
  137. 14
  138. Other M2e based
  139. vaccines are also in development, but as yet no clinical effi-
  140. cacy studies have been reported.
  141. 15
  142. Thus, it has been demonstrated that although antibodies specific for M2e are not
  143. part of the response to influenza A virus infection in
  144. humans, it is possible to induce them by vaccination. It is
  145. still not known whether these antibodies will recognize all
  146. influenza A subtypes, if they can contribute to protection
  147. against disease following infection, what the mechanism of
  148. that protection might be and what antibody titre would be
  149. required to achieve a useful level of protection.
  150. T cell responses to conserved antigens
  151. In contrast to HA, the internal antigens of influenza viruses
  152. are very highly conserved across all subtypes and strains of
  153. influenza A. Nucleoprotein (NP) and matrix protein 1
  154. (M1) are abundantly expressed in virus-infected cells,
  155. 16
  156. and
  157. effector T cells capable of recognizing peptides derived
  158. from these antigens that are presented by major histocompatibility complex (MHC) molecules on the surface of
  159. virus-infected cells can kill the virus-infected cells, preventing further spread of the infection within the host. Several
  160. large epidemiological studies have provided evidence that
  161. recent infection with seasonal influenza reduces the risk of
  162. disease caused by pandemic virus. Analysis of the Cleveland
  163. family study found that infection with H1N1 prior to 1957
  164. reduced the risk of infection with H2N2 at the start of the
  165. 1957 pandemic.
  166. 17
  167. A new analysis of susceptibility to infection in the 1918 pandemic concludes that recent infection
  168. with a seasonal influenza virus provided heterosubtypic
  169. immunity to the pandemic virus,
  170. 18
  171. and in the 2009 pandemic, recent seasonal influenza virus infection was associated with protection from infection with pandemic virus
  172. whereas recent vaccination against seasonal influenza
  173. increased susceptibility to pandemic virus.
  174. 19
  175. Gilbert
  176. 2 ª 2012 Blackwell Publishing LtdThis heterosubtypic protection is mediated through
  177. T cells (either CD4
  178. +
  179. or CD8
  180. +
  181. , or both) specific for antigens
  182. that are conserved between seasonal and pandemic viruses,
  183. rather than by antibodies to external antigens which differ
  184. between viral subtypes. A study in which volunteers were
  185. inoculated with live influenza virus demonstrated that
  186. those with cytotoxic T cell responses detected by lysis
  187. assays cleared influenza virus effectively and exhibited
  188. reduced virus shedding, even in the absence of antibodies
  189. specific for the HA of the influenza challenge virus.
  190. 20
  191. Antibodies are undoubtedly the primary protective mechanism
  192. when the antibody specificity is a perfect match for the HA
  193. of the infecting virus, but vaccine failures occur approximately 1 out of 20 years, when the vaccine does not match
  194. the circulating viruses, demonstrating that it is not suffi-
  195. cient to have antibodies recognizing a particular influenza
  196. subtype (H1 or H3 for example), but that the antibodies
  197. must be specific for the precise variant of the subtype.
  198. 21
  199. When these are not present and influenza virus is encountered, a strong T cell response can act rapidly to prevent
  200. spread of the infection, resulting in some cases in a completely asymptomatic infection with no viral shedding.
  201. A more recent study of influenza challenge in healthy
  202. subjects who were all seronegative (defined as having an HI
  203. titre <10) for the challenge virus (either H3N2 or H1N1)
  204. at the time of infection found that pre-existing CD4
  205. +
  206. T cells rather than CD8
  207. +
  208. T cells specific for two internal
  209. antigens, NP and matrix protein 1 (M1) correlated with
  210. disease protection.
  211. 22
  212. T cell responses were measured in
  213. interferon-c ELISpot assays using pools of 18-mer peptides
  214. spanning the antigens of interest, in which either CD4
  215. +
  216. or
  217. CD8
  218. +
  219. cells were depleted prior to setting up the assay. The
  220. strength of the CD4
  221. +
  222. T cell response to NP and M1
  223. showed a significant negative correlation with both the
  224. total symptom scores and the duration of illness for the
  225. nine volunteers infected with H1N1, and additionally with
  226. virus shedding for the 14 volunteers infected with H3N2,
  227. whereas the correlation was weaker when total T cell
  228. responses to NP and M1 were considered. However, the
  229. numbers in the study were small, and for the H3N2 group
  230. CD4
  231. +
  232. and CD8
  233. +
  234. T cell responses against these two antigens
  235. were very similar in magnitude (56% CD4
  236. +
  237. versus 44%
  238. CD8
  239. +
  240. ). Whereas CD8
  241. +
  242. T cells are believed to act directly
  243. on virus-infected cells, in other virus infections the role of
  244. CD4
  245. +
  246. T cells is thought to be in priming or maintaining
  247. the CD8
  248. +
  249. T cell response
  250. 23
  251. or in recruitment of CD8+ T
  252. cells to the site of infection.
  253. 24
  254. However, CD4
  255. +
  256. T cells may
  257. also act directly as antiviral cytotoxic cells, and Wilkinson
  258. et al. demonstrated that CD4
  259. +
  260. T cells taken from the volunteers in the human challenge study were cytotoxic and
  261. employed the perforin-granzyme pathway. If cytotoxic
  262. CD4
  263. +
  264. T cells are to have a protective effect following
  265. human influenza virus infection, it will require the expression of MHC class II on the respiratory epithelium, and
  266. substantial expression was demonstrated on explanted
  267. human lung tissue and cultured primary human bronchial
  268. epithelial cells,
  269. 22
  270. supporting the hypothesis that cytotoxic
  271. CD4
  272. +
  273. T cells recognizing conserved influenza antigens may
  274. act directly to contain the spread of influenza A virus in
  275. the human respiratory tract. Earlier studies that measured
  276. cytotoxic T cell responses to influenza A virus in lysis
  277. assays
  278. 20,25,26
  279. would therefore have detected both CD4
  280. +
  281. and
  282. CD8
  283. +
  284. responses.
  285. The high degree of conservation of internal antigens such
  286. as NP and M1 across all influenza A virus subtypes allows
  287. T cells that were primed by infection with one viral subtype
  288. to recognize and kill cells infected with virus of a different
  289. subtype, resulting in the heterosubtypic immunity that is
  290. not conferred by antibodies to the polymorphic regions of
  291. HA. Lee et al.
  292. 27
  293. demonstrated that blood donors in the UK
  294. had memory T cells that were capable of recognizing NP
  295. and M1, and to a lesser extent other internal antigens from
  296. H5N1 influenza virus. However the half-life of the T cell
  297. response has been calculated to be only 2–3 years.
  298. 26
  299. The
  300. median T cell response to influenza in the population correlates with the number of influenza infections at that time,
  301. and decreases in influenza seasons when the number of
  302. influenza cases is low.
  303. This short-lived period of effective T cell-mediated protection against influenza disease can affect the progression
  304. of an influenza pandemic in ways which have only recently
  305. begun to be understood. At the start of a new pandemic
  306. with a novel influenza subtype, some individuals have
  307. immunity which is capable of preventing symptoms of
  308. influenza infection from developing following infection
  309. with the new virus, although they may experience subclinical infections. New analysis of the progress of the 1918
  310. pandemic
  311. 18
  312. highlights the fact that many of those living in
  313. urban environments were apparently unaffected, despite
  314. having had a higher likelihood of exposure than those in
  315. isolated communities. The most likely mechanism for this
  316. is that they had recently been exposed to the former seasonal influenza virus and had sufficient T cell immunity to
  317. prevent disease occurring after exposure to the pandemic
  318. virus. The fact that influenza pandemics occur in waves,
  319. rather than infecting the whole population at the first
  320. exposure may be explained by the short-lived nature of the
  321. heterosubtypic immunity, with waning immunity in some
  322. of those who escaped illness in the first wave resulting in
  323. susceptibility to the second wave despite little antigenic
  324. drift occurring. Furthermore, adults had higher rates of
  325. pre-existing immunity than the young, and this immunity
  326. was better maintained. This may be a consequence of
  327. repeated exposures to influenza virus throughout life
  328. gradually modifying the T cell memory to this acute viral
  329. infection, with each subsequent encounter.
  330. Development of universal influenza vaccines
  331. ª 2012 Blackwell Publishing Ltd 3The aim of boosting heterosubtypic T cell responses to
  332. conserved influenza antigens by vaccination underlies the
  333. development of a number of novel universal influenza vaccines. The first of these to enter clinical development was
  334. Modified Vaccinia virus Ankara (MVA)-NP + M1, using
  335. the replication-deficient poxvirus vector MVA to express
  336. the NP and M1 of influenza A. MVA as a vaccine vector
  337. has been tested in many clinical trials of novel vaccines
  338. against malaria, tuberculosis and HIV.
  339. 28
  340. It has been found
  341. to have an excellent safety profile in all sections of the population from children
  342. 29
  343. to the elderly (Richard D. Antrobus, Patrick J. Lillie, Tamara K. Berthoud, Alexandra J.
  344. Spencer, James E. McLaren, Kristin Ladell, Teresa Lambe,
  345. Anita Milicic, David A. Price, Adrian V. S. Hill and Sarah
  346. C. Gilbert; unpublished data.), and is highly effective at
  347. boosting T cell responses however they were first acquired.
  348. In a first Phase I study demonstrating safety and immunogenicity in healthy young adults,
  349. 30
  350. the T cell response to NP
  351. and M1 was found to be predominantly CD8
  352. +
  353. prior to vaccination and the CD4:CD8 ratio was not altered by vaccination. A subsequent Phase IIa influenza challenge study then
  354. provided the first demonstration of efficacy of a vaccine
  355. designed to boost T cell responses to influenza, with a signi-
  356. ficant reduction in duration of viral shedding in the vaccinated group and also a reduction in the numbers of subjects
  357. experiencing symptoms of influenza virus infection.
  358. 31
  359. The
  360. NP and M1 sequences in MVA-NP + M1 are derived from
  361. an H3N2 virus, and the challenge was performed with a virus
  362. of the same subtype. A further study has examined the safety
  363. and immunogenicity of the vaccine in older adults, demonstrating remarkable immunogenicity even in those aged over
  364. 70 years (Antrobus, submitted). Indeed, the large increases
  365. in the number of T cells recognizing NP and M1 following a
  366. single vaccination with MVA-NP + M1 are a notable feature
  367. of these clinical studies, with a >10-fold increase (mean of all
  368. subjects) in T cell response to the influenza antigens at the
  369. highest dose tested.
  370. 30
  371. Other T cell boosting vaccines are also in development,
  372. with BiondVax, SEEK, Immune Targeting Systems and Bionor Pharma all employing peptide or protein-based vaccinations to increase T cell responses to influenza. Vical has
  373. tested a trivalent DNA vaccine formulation, in which the
  374. three plasmids express H5 HA, NP and M2. T cell (CD4
  375. +
  376. and CD8
  377. +
  378. combined) responses to NP were assessed by
  379. interferon-c ELISpot assay, and a threefold increase following vaccination was recorded in between 20% and 60% of
  380. subjects.
  381. 32
  382. BiondVax is developing Multimeric-001, a protein consisting of conserved regions of the virus (including
  383. five linear epitopes from HA, three from NP and one from
  384. M1 of influenza A and B) which is produced in Escherichia
  385. coli and administered with Montanide ISA 51VG adjuvant.
  386. Clinical trials have been completed in younger and older
  387. adults with good safety. IgG titres against the vaccine were
  388. increased by up to 50-fold, and cellular responses were
  389. assessed by proliferation of peripheral blood mononuclear
  390. cells (PBMCs) from donors with up to 90% of subjects
  391. demonstrating a twofold increase in proliferation following
  392. vaccination.
  393. 33
  394. SEEK have produced a synthetic multiepitope vaccine FLU-V which is administered with Montanide ISA 51 adjuvant,
  395. 34
  396. and has been tested in Phase I and
  397. Phase IIa clinical trials. The vaccine consists of an equimolar mixture of four peptides encoding regions from NP,
  398. M1 and M2. Immune response was assessed by measuring
  399. interferon-c in the supernatant of PBMCs from vaccinees
  400. following incubation with the four peptides, with all vaccinees in the high-dose group demonstrating a twofold
  401. increase over the pre-vaccination response.
  402. 35
  403. Immune
  404. Targeting Systems have produced a synthetic nanoparticle
  405. vaccine FP01 consisting of six peptides each conjugated to
  406. a fluorocarbon molecule which is now in clinical testing.
  407. Bionor Pharma also has a peptide-based influenza vaccine
  408. based on conserved regions of influenza antigens in development.
  409. 15
  410. There is still much work to be done in defining the phenotype of protective T cells and determining the duration of
  411. immunity induced by vaccination, as naturally acquired
  412. T cell-mediated immunity to influenza is short lived. However, the known protective effect of T cell responses acquired
  413. by influenza virus infection and the potential to protect
  414. against all influenza A viruses with a single vaccine makes
  415. this an extremely important area of vaccine development.
  416. Heterosubtypic anti-HA antibodies
  417. Although the humoral response to influenza HA is generally highly subtype specific, in recent years human antibodies that recognize a large number of subtypes have been
  418. identified. In 2009, Ekiert et al.
  419. 36
  420. reported the isolation of
  421. antibody CR6261, which recognizes a highly conserved
  422. region in the stem region of HA, and can neutralize influenza virus by preventing membrane fusion. This is contrast
  423. to the majority of anti-HA antibodies which bind to hypervariable regions around the receptor binding site and prevent binding of the virus to host cells. CR6261 is able to
  424. bind to most group 1 HAs, including H1, H2 and H5. This
  425. was followed by the isolation of CR8020 which is capable
  426. of neutralizing most group 2 HAs including H3 and H7.
  427. 37
  428. Corti et al.
  429. 38
  430. reported the isolation of an antibody capable
  431. of binding all group 1 and group 2 HAs. These antibodies,
  432. used singly or as a cocktail of monoclonal antibodies, could
  433. be used to provide passive immunity in cases of severe
  434. influenza, providing a new therapeutic opportunity.
  435. Although isolated from human blood samples, these
  436. broadly neutralizing anti-stem antibodies appear to constitute a very minor component of the human immune
  437. response to influenza. However following the 2009
  438. Gilbert
  439. 4 ª 2012 Blackwell Publishing Ltdinfluenza pandemic, it was demonstrated that the anti-HA
  440. response was dominated by broadly neutralizing antibodies,
  441. raising the possibility that with the right immunogen
  442. design, this type of antibody could be induced to protective
  443. levels by vaccination.
  444. 39
  445. There was evidence of extensive
  446. affinity maturation suggesting that these antibodies were
  447. produced after multiple exposures to antigen, and that it
  448. may be necessary to employ a complex multi-stage vaccination protocol to achieve broadly neutralizing antibodies.
  449. The structure of HA and binding sites of broadly crossneutralizing antibodies has been reviewed by Nabel and
  450. Fauci.
  451. 40
  452. In pre-clinical studies, vaccination with plasmid
  453. DNA encoding HA followed by boosting with homologous
  454. inactivated influenza vaccine resulted in broadly neutralizing antibodies, including stem-specific antibodies that were
  455. protective against infection in mice and ferrets.
  456. 41
  457. Broadly
  458. neutralizing antibodies were also induced in non-human
  459. primates using the same regime.
  460. 41
  461. Steel et al.
  462. 42
  463. , have
  464. designed a novel vaccine based on the stem of HA without
  465. the globular head, which can be produced as protein in
  466. HEK293 cells. Mice vaccinated with this construct produced broadly neutralizing antibodies and were protected
  467. against lethal influenza virus challenge. A recombinant protein consisting chiefly of the HA2 portion of HA produced
  468. in E. coli and refolded is highly immunogenic in mice.
  469. Antibodies induced by vaccination were protective against
  470. homologous challenge, and exhibited cross-strain protection within the H3 subtype, but were not protective against
  471. H1 challenge.
  472. 43
  473. The approach of DNA priming and inactivated influenza
  474. vaccine boosting using H5 monovalent inactivated vaccine
  475. (MIV) has now been tested in clinical trials.
  476. 44
  477. The regime
  478. resulted in increased humoral responses to H5 HA compared with two doses of MIV alone. Anti-stem antibodies
  479. were induced, which in some cases were capable of neutralizing a distinct H5 virus and an H9 virus. This provides
  480. evidence that broadly neutralizing anti-stem antibodies can
  481. be induced in humans by vaccination, and that the induction of increased helper T cell responses following the
  482. DNA vaccination may underlie the increased breadth of
  483. humoral responses. However, it is by no means certain that
  484. a neutralizing antibody response of a sufficiently broad
  485. specificity and titre can be induced in all humans by vaccination. It may be more realistic to aim to induce broadly
  486. neutralizing antibodies rather than universally neutralizing
  487. antibodies. A human monoclonal antibody recognizing a
  488. conserved epitope on the globular head of the majority of
  489. H1N1 viruses has been identified.
  490. 45
  491. The use of an adjuvant
  492. with trivalent inactivated vaccine (TIV) or viral-vectored
  493. delivery of HA
  494. 41,46,47
  495. also results in greater cross-reactivity
  496. than immunization with inactivated virus or recombinant
  497. protein alone, and these approaches have the potential to
  498. improve protective immunity against drifted variants of the
  499. same subtype at least, with the possibility for some crosssubtype neutralization.
  500. What do we expect from a universal
  501. vaccine?
  502. Having reviewed the different approaches that are being
  503. followed with the aim of developing a universal influenza
  504. vaccine, it is useful to consider what we expect a universal
  505. influenza vaccine to achieve. Will it be a ‘one shot for life’
  506. vaccine given in infancy? Will it be a vaccine to be stockpiled in case of a pandemic rather than used to prevent
  507. seasonal influenza infections? Or a vaccination given to the
  508. whole population every year with efficacy against seasonal
  509. influenza at least as high as the currently licensed vaccines,
  510. but the same level of efficacy against drifted seasonal variants and pandemic viruses. If the latter, and the vaccine
  511. was used worldwide, the resulting immunity could prevent
  512. any new pandemic from occurring as the number of ‘susceptibles’ in the population would be very low. This could
  513. achieve containment of disease caused by Influenza A,
  514. although the continued presence of large reservoirs of the
  515. virus in avian species will require the rate of vaccination to
  516. be maintained continually.
  517. 48
  518. Although we tend to categorize people as ‘susceptible’ or
  519. ‘immune’ to influenza, in reality there are more possible
  520. outcomes of exposure to influenza virus than either no illness or severe illness⁄ death. The possible outcomes and the
  521. immune mechanisms that are thought to be responsible for
  522. them are shown in Table 1. It is also necessary to consider
  523. how influenza vaccines are tested for efficacy. In Phase IIa,
  524. or controlled challenge studies, healthy individuals aged
  525. 18–45 years with low haemagglutinin inhibition (HI) titres
  526. to the challenge virus receive intranasal inoculation of the
  527. challenge virus while housed in a quarantine unit. Twice
  528. daily symptom questionnaires and daily nasal washes for
  529. virus quantification maximize the chances of detecting ‘laboratory-confirmed influenza’, which in this population is
  530. generally a very mild illness. Due to the unpredictable and
  531. sometimes low rate of infection of unvaccinated subjects, a
  532. control group of the same size as the vaccinated group
  533. must be included and it may be necessary to repeat the
  534. study in multiple cohorts of volunteers to achieve a statistically significant estimate of vaccine efficacy. It is essential
  535. to have the control group challenged with the vaccinated
  536. group rather than using data from a historical set of control subjects, as the reasons for the rate of infection in the
  537. control group are still not well understood and may be
  538. affected by the strain and prevalence of the seasonal viruses
  539. circulating in the months prior to the challenge.
  540. Phase IIb or field efficacy studies require several 100 or
  541. 1000 people to be recruited at the beginning of the influenza season, with half of them receiving the vaccine under
  542. Development of universal influenza vaccines
  543. ª 2012 Blackwell Publishing Ltd 5test, and the other half receiving placebo, or TIV as a comparator, as has been done for some studies of live attenuated influenza vaccine.
  544. 49
  545. Follow-up consists of weekly
  546. monitoring telephone calls or web-based questionnaires to
  547. capture information on influenza-like symptoms, plus use
  548. of nasal swabs to sample virus when symptoms are present.
  549. This requires participants to remember to report all possible influenza symptoms for several months, take swabs correctly when indicated and provide them for virus detection.
  550. Thus, Phase IIa studies will capture all instances of mild
  551. disease, but provide no information about more severe illness and can only be used in a the age range least likely to
  552. suffer severe disease. Phase IIb studies will miss some cases
  553. of mild disease but can include a much wider age range,
  554. and if sufficiently large may be able to indicate vaccine
  555. efficacy against severe disease.
  556. Phase IIa studies can only determine efficacy at a given
  557. time point following vaccination, which is usually only a
  558. few weeks. Phase IIb studies collect information for a whole
  559. influenza season, and may be extended to a second season.
  560. Virus isolation allows an assessment of efficacy against both
  561. strains that are antigenically similar to the vaccine and
  562. drifted variants to be assessed.
  563. 49
  564. Either of these approaches may be used to test the effi-
  565. cacy of novel influenza vaccines, but only against seasonal
  566. influenza. Efficacy testing against virus subtypes other than
  567. H1N1 and H3N2 can only be conducted in animal models,
  568. or using functional in vitro tests for neutralizing antibodies
  569. and cytotoxic T cells to predict vaccine efficacy against
  570. pandemic viruses. As novel ‘universal’ influenza vaccines
  571. can only be fully tested for efficacy against mild or possibly
  572. severe seasonal influenza in humans, if the efficacy is suffi-
  573. cient to recommend their use, they could then be used in
  574. place of the current seasonal vaccines.
  575. Vaccines for all
  576. It should not be forgotten that the number of cases of
  577. severe influenza disease and death in different age groups is
  578. affected more by naturally acquired immunity than either
  579. exposure to the virus, or vaccination, with the majority of
  580. deaths from seasonal influenza occurring in the very young
  581. or the elderly. Any form of immunosuppression, including
  582. pregnancy and obesity, increases the probability of severe
  583. illness,
  584. 50
  585. and in the elderly, currently licensed vaccines are
  586. considered to have low efficacy, although robust evidence
  587. is lacking.
  588. 51
  589. Repeated use of TIV in influenza-naı¨ve individuals prevents the acquisition of heterosubtypic T cell
  590. immunity.
  591. 52
  592. In animal models, the heterosubtypic immunity acquired following virus infection is partially protective
  593. against infections with influenza viruses of other subtypes,
  594. and acquisition of heterosubtypic immunity is prevented
  595. by use of TIV or whole inactivated virus vaccines.
  596. 53–55
  597. The
  598. ideal influenza vaccine for infants or young children would
  599. Table 1. Possible outcomes of human interactions with influenza A
  600. Outcome
  601. Virus shedding and
  602. likelihood of onwards
  603. transmission
  604. Immune mechanism responsible
  605. for protection
  606. Scored as lab-confirmed flu?
  607. (symptoms and virus shedding)
  608. 1 No exposure None Can only be achieved by non-pharmaceutical
  609. interventions such as masks, mobility restriction
  610. No
  611. 2 No infection None High-titre neutralizing antibodies (NAb) to the
  612. circulating virus
  613. No
  614. 3 Asymptomatic infection None or very low Lower NAb titre, or protective T cell response,
  615. possibly anti-M2e antibodies
  616. No
  617. 4 Mild illness: ‘a cold’ or
  618. ‘man flu’
  619. Moderate to high Insufficient pre-existing immunity to prevent
  620. disease, but rapid increase in NAb and T cells
  621. to prevent spread of infection resulting from
  622. expansion of immune memory
  623. Yes in quarantined challenge
  624. study, possibly in field study
  625. 5 Severe illness: ‘the flu’ High Insufficient pre-existing immunity to prevent
  626. disease, lack of appropriate immune memory
  627. to rapidly control spread of infection
  628. Yes
  629. 6 Serious illness requiring
  630. hospitalization
  631. High Insufficient pre-existing immunity to prevent disease,
  632. lack of appropriate immune memory to rapidly control
  633. spread of infection, immunodeficiency from any cause,
  634. secondary bacterial infection
  635. Yes
  636. 7 Death High Insufficient pre-existing immunity to prevent disease,
  637. lack of appropriate immune memory to rapidly control
  638. spread of infection, immunodeficiency from any cause,
  639. secondary bacterial infection
  640. Yes
  641. Gilbert
  642. 6 ª 2012 Blackwell Publishing Ltdtherefore be designed to prime broad immunity, either
  643. cytotoxic T cell or neutralizing antibody mediated (but
  644. preferably both), paving the way for further development
  645. of the immune memory at each subsequent encounter with
  646. influenza virus rather than providing sterilizing immunity.
  647. For older children and adults, this broad immunity would
  648. be boosted by periodic vaccination with a different vaccine
  649. which may contain both ‘universal’ and ‘seasonal’ components. For example, use of MVA-NP + M1 co-administered
  650. with TIV results in broadly cross-reactive T cell responses
  651. to NP and M1 as well as high-titre antibodies specific to
  652. the HA components of TIV (Figure 1, and Caitlin E.
  653. Mullarkey, Arjan van Laarhoven, Amy Boyd, Eric Lefevre,
  654. Teresa Lambe, Sarah C. Gilbert; unpublished data). Use of
  655. such a vaccination regime would accelerate the onset of
  656. highly effective, broad immunity. For the elderly, boosting
  657. immune memory has a greater chance of success than
  658. priming new immune responses, and this approach could
  659. increase the upper age limit at which vaccination ceases to
  660. become effective in the face of immunosenescence. At the
  661. extremes of age the chance of exposure to the virus will
  662. be reduced by effective, broad immunity in the rest of the
  663. population, and vaccination to induce neutralizing antibodies in late pregnancy could improve protection of
  664. infants prior to their first vaccination.
  665. 56
  666. Influenza A B C
  667. All of the above refers to vaccination against influenza A,
  668. whereas we currently vaccinate against influenza B as well,
  669. but not influenza C which causes only very mild disease.
  670. The lack of a significant animal reservoir of influenza B
  671. 57
  672. means that pandemics do not occur, and that with widespread use of an effective vaccine this virus could in theory
  673. be eradicated. Infections result in disease in children; once
  674. immunity has been acquired influenza B rarely causes disease in healthy adults but then affects the elderly. The same
  675. approaches to inducing universal or broad immunity to
  676. influenza A with a vaccine that has an improved level of
  677. efficacy in the elderly, who form the main reservoir for
  678. influenza B virus, could also be applied to influenza B, and
  679. vaccine formulations could continue to cover both virus
  680. types.
  681. The path ahead
  682. There has been little significant change in our approach to
  683. vaccination against influenza for many years, but there is
  684. now enormous scope for applying novel technologies to
  685. produce vaccines that will provide better protection against
  686. seasonal influenza in all age groups at the same time as very
  687. useful protection against pandemic influenza that is at least
  688. capable of reducing the number of deaths and reducing the
  689. severity of disease in those who do become infected. The
  690. diversity of approaches being pursued and uncertainty over
  691. what each could achieve has resulted in reluctance from
  692. large vaccine manufacturing companies to commit to any
  693. one of them until larger efficacy studies have been completed. These studies will therefore require public funding,
  694. which is unquestionably warranted when the return on
  695. investment in terms of improved public health and security
  696. against pandemic influenza is taken into account. Influenza
  697. A cannot be eradicated, and to gain control over this virus
  698. it may be necessary to vaccinate a high proportion of the
  699. population at intervals throughout life. However, universal
  700. vaccination with universal vaccines would put an end to the
  701. threat of global disaster that pandemic influenza can cause,
  702. and is a goal well worth pursuing
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