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SpaceX claims against Blue Origin denied

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  1. Trials@uspto.gov Paper 6
  2. 571-272-7822 Entered: March 3, 2015
  3. UNITED STATES PATENT AND TRADEMARK OFFICE
  4. ____________
  5. BEFORE THE PATENT TRIAL AND APPEAL BOARD
  6. ____________
  7. SPACE EXPLORATION TECHNOLOGIES CORP.,
  8. Petitioner,
  9. v.
  10. BLUE ORIGIN LLC,
  11. Patent Owner.
  12. ____________
  13. Case IPR2014-01378
  14. Patent 8,678,321 B2
  15. ____________
  16. Before KEN B. BARRETT, HYUN J. JUNG, and CARL M. DEFRANCO,
  17. Administrative Patent Judges.
  18. DEFRANCO, Administrative Patent Judge.
  19. DECISION
  20. Denying Institution of Inter Partes Review
  21. 37 C.F.R. § 42.108
  22.  
  23. IPR2014-01378
  24. Patent 8,678,321 B2
  25. 2
  26. I. INTRODUCTION
  27. Space Exploration Technologies Corp. (“SpaceX”) filed a Petition
  28. (“Pet.”) for inter partes review of U.S. Patent No. 8,678,321 B2 (“the ’321
  29. patent”). The Petition challenges the patentability of claims 14 and 15 of the
  30. ’321 patent on the ground of obviousness under 35 U.S.C. § 103.1 Blue
  31. Origin LLC, the owner of the ’321 patent, did not file a Preliminary
  32. Response to the Petition.
  33. We have jurisdiction under 35 U.S.C. § 314(a). After considering the
  34. Petition, we conclude that the challenged claims are not amenable to
  35. construction and we are unable to reach a determination on the reasonable
  36. likelihood that SpaceX would prevail on the ground asserted in the Petition.
  37. Accordingly, we do not institute inter partes review of claims 14 and 15.
  38. II. BACKGROUND
  39. A. The ’321 Patent
  40. Space exploration is expensive, and a reusable launch vehicle
  41. (“RLV”) provides the potential for lower cost access to space. Ex. 1101,
  42. 1:55–2:3. The ’321 patent relates to landing and recovering an RLV at sea.
  43. Id. at 1:42–45. As disclosed, the RLV performs a controlled landing on a
  44. sea-going platform in a manner that reduces the amount of reconditioning
  45. necessary to reuse the RLV in a subsequent launch. Id. at 3:10–13, 5:29–36.
  46. The RLV comprises a lower, booster stage and an upper, payload stage. Id.
  47. at 3:13–15. After the RLV lifts off from a coastal launch site, the booster
  48. 1 The remaining claims of the ’321 patent, claims 1–13, are the subject
  49. of another Petition filed by SpaceX in IPR2014-01376. Pet. 1.
  50. IPR2014-01378
  51. Patent 8,678,321 B2
  52. 3
  53. stage propels the payload stage to a high-altitude flight profile. Id. at 3:42–
  54. 44, Fig. 1. At a predetermined altitude, the booster stage cuts off its engines
  55. and separates from the payload stage. Id. at 3:64–66. The booster stage
  56. takes a trajectory over the ocean for reentry into the earth’s atmosphere,
  57. while the payload stage proceeds into orbit. Id. at 3:64–4:3. During reentry,
  58. the booster stage reorients itself into a “tail-first” position as it glides toward
  59. the sea-going platform. Id. at 4:3–8. Once the booster descends to a suitable
  60. position over the platform, the engines on the booster stage reignite to slow
  61. its descent. Id. at 4:51–55. The booster stage then performs a “vertical,
  62. powered landing” at low speed onto the deck of the sea-going platform. Id.
  63. at 4:55–57.
  64. B. The Challenged Claims
  65. Of the two challenged claims, claim 14 is independent and claim 15
  66. depends therefrom. In particular, claim 14 recites:
  67. 14. A system for providing access to space, the system
  68. comprising:
  69. a space launch vehicle, wherein the space launch vehicle
  70. includes one or more rocket engines;
  71. a launch site;
  72. a sea going platform;
  73. means for launching the launch vehicle from the launch
  74. site a first time, wherein the means for launching include means
  75. for igniting the one or more rocket engines and launching the
  76. vehicle in a nose-first orientation;
  77. means for shutting off the one or more rocket engines;
  78. means for reorienting the launch vehicle from the nosefirst orientation to a tail-first orientation before landing;
  79. IPR2014-01378
  80. Patent 8,678,321 B2
  81. 4
  82. means for reigniting at least one of the one or more
  83. rocket engines when the launch vehicle is in the tail-first
  84. orientation to decelerate the vehicle;
  85. means for landing at least a portion of the launch vehicle
  86. on the sea going platform in a body of water, wherein the
  87. means for landing include means for landing in the tailfirst orientation while the one or more rocket engines are
  88. thrusting; and
  89. means for launching at least a portion of the launch
  90. vehicle from the launch site a second time.
  91. Ex. 1101, 10:45–67 (emphasis added).
  92. C. The Asserted Ground
  93. SpaceX challenges the patentability of claims 14 and 15 of the ’321
  94. patent on the single ground of obviousness under 35 U.S.C. § 103 based on
  95. Ishijima,2 Lane,3 and Mueller.4
  96. III. ANALYSIS
  97. A determination of obviousness over the prior art begins with claim
  98. construction. See In re Hiniker Co., 150 F.3d 1362, 1369 (Fed. Cir. 1998)
  99. (emphasizing “the name of the game is the claim”). In an inter partes
  100. review, a claim in an unexpired patent is given “its broadest reasonable
  101. construction in light of the specification of the patent in which it appears.”
  102. 37 C.F.R. § 42.100(b). Almost all of the limitations of claim 14 are written
  103. in “means-plus-function” format, as is the limitation of dependent claim 15.
  104. 2 Y. Ishijima et al., Re-entry and Terminal Guidance for Vertical Landing
  105. TSTO (Two-Stage to Orbit), AIAA GUIDANCE, NAVIGATION, AND CONTROL
  106. CONFERENCE AND EXHIBIT, PAPER 98-4120 (1998), at 192–200 (Ex. 1103).
  107. 3 U.S. Patent No. 5,873,549, issued Feb. 23, 1999 (Ex. 1104).
  108. 4 U.S. Patent No. 6,158,693, issued Dec. 12, 2000 (Ex. 1105).
  109. IPR2014-01378
  110. Patent 8,678,321 B2
  111. 5
  112. In proposing constructions for each of the “means for” limitations, SpaceX
  113. attempts to identify corresponding structure in the Specification for the
  114. various recited functions as required by 37 C.F.R. § 42.104(b)(3). Pet. 18–
  115. 22. After reviewing SpaceX’s proposed constructions, however, we
  116. determine that SpaceX errs in its construction of at least three of claim 14’s
  117. means-plus-function limitations, namely, the “means for igniting” the rocket
  118. engines, “means for shutting off” the rocket engines, and “means for
  119. reigniting” the rocket engines. See id. at 19–21. SpaceX’s proposed
  120. constructions are erroneous because they seek to broaden the scope of these
  121. limitations beyond what is permissible under 35 U.S.C. § 112, ¶ 6.
  122. At the outset, we agree with SpaceX that claims 14 and 15 recite
  123. means-plus-function limitations invoking 35 U.S.C. § 112, ¶ 6, because the
  124. various “means for” igniting, shutting off, and reigniting the engines are
  125. modified by functional language that does not include any structure for
  126. performing the recited functions. Construing means-plus-function
  127. limitations is a two-step process: (1) “define the particular function of the
  128. claim limitation”; and (2) “look to the specification and identify the
  129. corresponding structure for that function.” Golight, Inc. v. Wal-Mart Stores,
  130. Inc., 355 F.3d 1327, 1333–34 (Fed. Cir. 2004) (internal quotations and
  131. citations omitted). As for the second step, the structure disclosed in the
  132. specification is “corresponding” structure “only if the specification or
  133. prosecution history clearly links or associates that structure to the function
  134. recited in the claim.” Id.
  135. IPR2014-01378
  136. Patent 8,678,321 B2
  137. 6
  138. Our analysis focuses on the second step, as the function of the
  139. relevant limitations is readily apparent—igniting, shutting off, and reigniting
  140. the rocket engines. SpaceX contends that, although the Specification
  141. discloses that “the routine starts with booster engine ignition” and that
  142. “booster engine cutoff occurs at a predetermined altitude,” the Specification
  143. is otherwise silent on details about igniting, shutting off, or reigniting the
  144. engines, in terms of both structure and function. Pet. 19–20. Indeed,
  145. SpaceX represents that the Specification “does not disclose any structure
  146. that performs this [igniting] function” and “is entirely silent on any structure
  147. for performing this [reigniting] function.” Id. Unable to identify structure in
  148. the Specification corresponding to the recited functions, SpaceX urges us to
  149. construe the “means for” limitations as “any suitable structure” that ignites,
  150. shuts off, or reignites a rocket engine. Id. at 19–21. That, we cannot do.
  151. Interpreting means-plus-function language to encompass any structure
  152. for performing the recited function not only violates 35 U.S.C. § 112, ¶ 6,
  153. which requires that it “be construed to cover the corresponding structure . . .
  154. described in the specification and equivalents thereof,” but also violates our
  155. standard of applying the “broadest reasonable construction” to claims
  156. undergoing inter partes review. 37 C.F.R. 42.100(b) (emphasis added); see
  157. also In re Cuozzo Speed Techs. , No. 2014-1301, 2015 WL 448667, at *6
  158. (Fed. Cir. Feb. 4, 2015) (holding that the PTO “properly adopted” the
  159. broadest reasonable interpretation standard for IPR proceedings). Thus, we
  160. decline to construe the means-plus-function limitations of claim 14 to cover
  161. IPR2014-01378
  162. Patent 8,678,321 B2
  163. 7
  164. “any suitable structure” capable of performing the recited function, as
  165. SpaceX proposes.
  166. Our review of the Specification locates minimal discussion of the
  167. igniting, shutting off, and reigniting functions recited in claim 14.
  168. Referencing a flow chart in Figure 2, the Specification states “[i]n block
  169. 202, the routine starts with booster engine ignition and liftoff from a launch
  170. site,” “[i]n block 204, booster engine cutoffoccurs at a predetermined
  171. altitude,” and after reentry, “the routine proceeds to block 224 and reignites
  172. the booster engines.” Ex. 1101, 6:35–41, 7:19–20 (emphasis added). Those
  173. passages, however, lack any discussion of how the booster engine is ignited
  174. for launch, how the booster engine is shut off for separation, or how the
  175. booster engine is reignited for landing. Nor do the figures of the ’321 patent
  176. shed any light on the corresponding structure. In particular, blocks 202, 204,
  177. and 224 of Figure 2 illustrate merely that the booster engines “ignite,”
  178. “cutoff,” and “reignite” at various stages of flight. Id. at Fig. 2. Those
  179. labels correspond to the claimed function, but do not serve to define any
  180. structure. Indeed, the Specification makes no mention of whether the
  181. functional aspects of igniting, shutting off, and reigniting the engines are
  182. internal or external to the engines (or a combination thereof), let alone
  183. describe any structural components for performing those functions.5
  184. 5 Notably, the Specification acknowledges that “several details describing
  185. structures and processes that are well-known and often-associated with . . .
  186. launching and landing space launch vehicles are not set forth in the [written
  187. IPR2014-01378
  188. Patent 8,678,321 B2
  189. 8
  190. A patent must be precise enough to notify a skilled artisan of what is
  191. claimed and what is still open to the public. Nautilus, Inc. v. Biosig
  192. Instruments, Inc., 134 S. Ct. 2120, 2129 (2014) (citing Markman v.
  193. Westview Instruments, Inc., 517 U.S. 370, 373 (1996)). On the current
  194. record, we find that the ’321 patent does not describe any structure for
  195. performing the functions of “igniting,” “shutting off,” and “reigniting” the
  196. rocket engines as recited in claim 14. Absent meaningful disclosure of
  197. structure for the claimed “means,” the ’321 patent leaves skilled artisans to
  198. speculate about what is being claimed. In other words, the Specification’s
  199. lack of corresponding structure for the “means for igniting,” “means for
  200. shutting off,” and “means for reigniting” limitations prevents us from
  201. arriving at the proper scope for claim 14.
  202. A lack of sufficient disclosure of structure under 35 U.S.C. § 112, ¶ 6
  203. renders a claim indefinite and, thus, not amenable to construction. See In re
  204. Aoyama, 656 F.3d 1293, 1298 (Fed. Cir. 2011) (quoting Enzo Biochem, Inc.
  205. v. Applera Corp., 599 F.3d 1325, 1332 (Fed. Cir. 2010) (“If a claim is
  206. indefinite, the claim, by definition, cannot be construed.”)). Because claim
  207. 14 lacks adequate structural support for some of the means-plus-function
  208. limitations, it is not amenable to construction. And without ascertaining the
  209. breadth of claim 14, we cannot undertake the necessary factual inquiry for
  210. evaluating obviousness with respect to differences between the claimed
  211. subject matter and the prior art. Aoyama, 656 F.3d at 1296 (the “first step”
  212. disclosure] to avoid unnecessarily obscuring the various embodiments of the
  213. disclosure.” Ex. 1101, 2:32–37.
  214. IPR2014-01378
  215. Patent 8,678,321 B2
  216. 9
  217. of any application of the prior art is a proper construction of the claims at
  218. issue). Any comparison with the prior art asserted in the Petition would be
  219. speculative and futile. As such, our analysis begins and ends with the
  220. claims, and we are unable to determine whether there is a reasonable
  221. likelihood that SpaceX would prevail on the prior art ground asserted in the
  222. Petition against claims 14 and 15. That is because inter partes review is
  223. limited to grounds of anticipation and obviousness under 35 U.S.C. §§ 102
  224. and 103, not indefiniteness under 35 U.S.C. § 112. See 35 U.S.C. 311(b), 37
  225. C.F.R. § 42.104(b)(2).
  226. IV. CONCLUSION
  227. Because the challenged claims are not amenable to construction, we
  228. are unable to reach a determination on the reasonable likelihood of SpaceX
  229. prevailing on the prior art ground asserted in the Petition.
  230. V. ORDER
  231. For the foregoing reasons, it is
  232. ORDERED that the Petition is denied; and
  233. FURTHER ORDERED that no inter partes review will be instituted
  234. pursuant to 35 U.S.C. § 314(a) with respect to claims 14 and 15 of the ’321
  235. patent on the ground of unpatentability asserted in the Petition.
  236.  
  237. IPR2014-01378
  238. Patent 8,678,321 B2
  239. 10
  240. FOR PETITIONER:
  241. Heidi L. Keefe
  242. C. Scott Talbot
  243. COOLEY LLP
  244. hkeefe@cooley.com
  245. stalbot@cooley.com
  246. zpatdcdocketing@cooley.com
  247. FOR PATENT OWNER:
  248. John M. Wechkin
  249. Ryan J. McBrayer
  250. PERKINS COIE LLP
  251. JWechkin@perkinscoie.com
  252. RMcBrayer@perkinscoie.com
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