BD

5K Net Cap, firm formed in 1989, SEC/FINRA, no compliance or regulatory disclosures, registered in 4 states, approved for 6 lines of business: (1) Broker or dealer retailing corporate equity securities over-the-counter; (2) Broker or dealer selling corporate debt securities; (3) Mutual fund retailer; (4) U.S. government securities dealer; (5) U.S. government securities broker; (6) Put and call broker or dealer or option writer.